DTS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-06-06: Reporting owner YUEN THOMAS C K; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-06-06: Reporting owner BALLARD GREGORY L; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-06-06: Reporting owner DUEA BRADFORD D; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-06-06: Reporting owner Molina V Sue; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-06-06 | YUEN THOMAS C K Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,304 11,304 owned after | $20.22 exercise price | 2013-06-10 | |
| 2013-06-06 | BALLARD GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,304 11,304 owned after | $20.22 exercise price | 2013-06-10 | |
| 2013-06-06 | DUEA BRADFORD D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,304 11,304 owned after | $20.22 exercise price | 2013-06-10 | |
| 2013-06-06 | Molina V Sue Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,304 11,304 owned after | $20.22 exercise price | 2013-06-10 | |
| 2013-06-06 | ANDREWS CRAIG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,304 11,304 owned after | $20.22 exercise price | 2013-06-10 | |
| 2013-06-06 | STONE RONALD N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,304 11,304 owned after | $20.22 exercise price | 2013-06-10 | |
| 2013-06-06 | AGIN JOERG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,304 11,304 owned after | $20.22 exercise price | 2013-06-10 | |
| 2013-02-14 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $20.48 exercise price | 2013-02-19 | |
| 2013-02-14 | TOWNE BRIAN Officer (Executive VP & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $20.48 exercise price | 2013-02-19 | |
| 2013-02-14 | Kitson Frederick Lee Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $20.48 exercise price | 2013-02-19 | |
| 2013-02-14 | WELCHER BLAKE Officer (EVP Legal, GC & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $20.48 exercise price | 2013-02-19 | |
| 2013-02-14 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $20.48 exercise price | 2013-02-19 | |
| 2013-02-13 | Graves Kris Officer (SVP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $19.75 exercise price | 2013-02-15 | |
| 2013-02-13 | WATSON PATRICK Officer (EVP, Corp Strategy & Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $19.75 exercise price | 2013-02-15 |