DTS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-18: Reporting owner Beaton Richard J; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-14: Reporting owner WATSON PATRICK; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-11-30: Reporting owner TOWNE BRIAN; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-11-30: Reporting owner TOWNE BRIAN; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-18 | Beaton Richard J Officer (Senior VP, R&D) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 2,500 owned after | $18.32 exercise price | 2009-12-21 | |
| 2009-12-14 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 5,000 owned after | $16.55 exercise price | 2009-12-15 | |
| 2009-11-30 | TOWNE BRIAN Officer (Executive VP & General Manager) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $16.55 exercise price | 2009-12-02 | |
| 2009-11-30 | TOWNE BRIAN Officer (Executive VP & General Manager) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,750 3,250 owned after | $18.32 exercise price | 2009-12-02 | |
| 2009-11-20 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 130,361 owned after | $1.02 exercise price | 2009-11-24 | |
| 2009-06-12 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 135,361 owned after | $1.02 exercise price | 2009-06-16 | |
| 2009-05-14 | FISCHER JOSEPH A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $24.44 exercise price | 2009-05-18 | |
| 2009-05-14 | Molina V Sue Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $24.44 exercise price | 2009-05-18 | |
| 2009-05-14 | STONE RONALD N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $24.44 exercise price | 2009-05-18 | |
| 2009-05-14 | BALLARD GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $24.44 exercise price | 2009-05-18 | |
| 2009-05-14 | AGIN JOERG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $24.44 exercise price | 2009-05-18 | |
| 2009-05-14 | Busby C Ann Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $24.44 exercise price | 2009-05-18 | |
| 2009-02-18 | Faltemier Sharon K Officer (Senior VP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $15.71 exercise price | 2009-02-20 | |
| 2009-02-18 | Beaton Richard J Officer (Senior VP, R&D) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $15.71 exercise price | 2009-02-20 | |
| 2009-02-18 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,750 18,750 owned after | $15.71 exercise price | 2009-02-20 | |
| 2009-02-18 | TOWNE BRIAN Officer (Executive VP & General Manager) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $15.71 exercise price | 2009-02-20 | |
| 2009-02-18 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,640 35,640 owned after | $15.71 exercise price | 2009-02-20 | |
| 2009-02-18 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,640 35,640 owned after | $15.71 exercise price | 2009-02-20 | |
| 2009-02-18 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $15.71 exercise price | 2009-02-20 | |
| 2009-02-18 | SLUSSER DAN Director, Officer (Chairman of the Board) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $15.71 exercise price | 2009-02-20 |