DTS, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 84 rows, 84 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-01: Reporting owner Kitson Frederick Lee; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-12-01: Reporting owner Kitson Frederick Lee; Form 4; Security Performance-based Restricted Stock Units (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-12-01: Reporting owner Kitson Frederick Lee; Form 4; Security Performance-based Restricted Stock Units (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-12-01: Reporting owner Kitson Frederick Lee; Form 4; Security Performance-based Restricted Stock Units (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-01 | Kitson Frederick Lee Officer (EVP & Chief Technology Officer) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,858 0 owned after | $27.68 exercise price | 2016-12-05 | |
| 2016-12-01 | Kitson Frederick Lee Officer (EVP & Chief Technology Officer) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,509 0 owned after | $20.37 exercise price | 2016-12-05 | |
| 2016-12-01 | Kitson Frederick Lee Officer (EVP & Chief Technology Officer) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,540 0 owned after | $42.50 | 2016-12-05 | |
| 2016-12-01 | Kitson Frederick Lee Officer (EVP & Chief Technology Officer) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,040 0 owned after | $42.50 | 2016-12-05 | |
| 2016-12-01 | Graves Kris Officer (EVP, Human Resources) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,153 0 owned after | $27.68 exercise price | 2016-12-05 | |
| 2016-12-01 | Graves Kris Officer (EVP, Human Resources) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −922 0 owned after | $42.50 | 2016-12-05 | |
| 2016-12-01 | Graves Kris Officer (EVP, Human Resources) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,250 0 owned after | $42.50 | 2016-12-05 | |
| 2016-12-01 | Graves Kris Officer (EVP, Human Resources) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,400 0 owned after | $42.50 | 2016-12-05 | |
| 2016-12-01 | Doohan Kevin Officer (EVP & Chief Marketing Officer) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,190 0 owned after | $27.68 exercise price | 2016-12-05 | |
| 2016-12-01 | Doohan Kevin Officer (EVP & Chief Marketing Officer) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,610 0 owned after | $42.50 | 2016-12-05 | |
| 2016-12-01 | Doohan Kevin Officer (EVP & Chief Marketing Officer) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,400 0 owned after | $42.50 | 2016-12-05 | |
| 2016-12-01 | TOWNE BRIAN Officer (EVP & President Asia Pacific) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,343 0 owned after | $27.68 exercise price | 2016-12-05 | |
| 2016-12-01 | TOWNE BRIAN Officer (EVP & President Asia Pacific) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,802 0 owned after | $42.50 | 2016-12-05 | |
| 2016-12-01 | TOWNE BRIAN Officer (EVP & President Asia Pacific) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,860 0 owned after | $42.50 | 2016-12-05 | |
| 2016-12-01 | TOWNE BRIAN Officer (EVP & President Asia Pacific) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,010 0 owned after | $42.50 | 2016-12-05 | |
| 2016-12-01 | WELCHER BLAKE Officer (EVP Legal & Licensing Oper) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,115 0 owned after | $27.68 exercise price | 2016-12-05 | |
| 2016-12-01 | WELCHER BLAKE Officer (EVP Legal & Licensing Oper) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,426 0 owned after | $42.50 | 2016-12-05 | |
| 2016-12-01 | WELCHER BLAKE Officer (EVP Legal & Licensing Oper) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,880 0 owned after | $42.50 | 2016-12-05 | |
| 2016-12-01 | Skaaden Geir Officer (SVP Corp Bus Dev) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,410 0 owned after | $27.68 exercise price | 2016-12-05 | |
| 2016-12-01 | Skaaden Geir Officer (SVP Corp Bus Dev) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −629 0 owned after | $42.50 | 2016-12-05 | |
| 2016-12-01 | Skaaden Geir Officer (SVP Corp Bus Dev) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,590 0 owned after | $42.50 | 2016-12-05 | |
| 2016-12-01 | Skaaden Geir Officer (SVP Corp Bus Dev) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,160 0 owned after | $42.50 | 2016-12-05 | |
| 2016-12-01 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,426 0 owned after | $42.50 | 2016-12-05 | |
| 2016-12-01 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,880 0 owned after | $42.50 | 2016-12-05 | |
| 2016-12-01 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,190 0 owned after | $42.50 | 2016-12-05 | |
| 2016-12-01 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,448 0 owned after | $20.37 exercise price | 2016-12-05 | |
| 2016-12-01 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,290 0 owned after | $42.50 | 2016-12-05 | |
| 2016-12-01 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Performance-based Restricted Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $42.50 | 2016-12-05 | |
| 2015-02-11 | Doohan Kevin Officer (EVP & Chief Marketing Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,920 6,920 owned after | $0.00 | 2015-02-13 | |
| 2015-02-11 | Graves Kris Officer (EVP, Human Resources) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,870 10,870 owned after | $0.00 | 2015-02-13 | |
| 2015-02-11 | WATSON PATRICK Officer (EVP, Corp Strategy & Dev) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,870 10,870 owned after | $0.00 | 2015-02-13 | |
| 2015-02-11 | Skaaden Geir Officer (SVP Corp Bus Dev) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,880 9,880 owned after | $0.00 | 2015-02-13 | |
| 2015-02-11 | WELCHER BLAKE Officer (EVP Legal, GC & Sec) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,820 14,820 owned after | $0.00 | 2015-02-13 | |
| 2015-02-11 | Kitson Frederick Lee Officer (EVP & Chief Technology Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,810 15,810 owned after | $0.00 | 2015-02-13 | |
| 2015-02-11 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,820 14,820 owned after | $0.00 | 2015-02-13 | |
| 2015-02-11 | TOWNE BRIAN Officer (EVP & President Asia Pacific) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,790 17,790 owned after | $0.00 | 2015-02-13 | |
| 2015-02-11 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,290 31,290 owned after | $0.00 | 2015-02-13 | |
| 2014-02-26 | Kitson Frederick Lee Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 0 owned after | $0.00 | 2014-02-28 | |
| 2014-02-15 | WELCHER BLAKE Officer (EVP Legal, GC & Sec) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $0.00 | 2014-02-19 | |
| 2014-02-15 | WATSON PATRICK Officer (EVP, Corp Strategy & Dev) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $0.00 | 2014-02-19 | |
| 2014-02-15 | TOWNE BRIAN Officer (Executive VP & COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $0.00 | 2014-02-19 | |
| 2014-02-15 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $0.00 | 2014-02-19 | |
| 2014-02-15 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 0 owned after | $0.00 | 2014-02-19 | |
| 2013-03-01 | DUEA BRADFORD D Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $0.00 | 2013-03-05 | |
| 2013-02-26 | Kitson Frederick Lee Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 3,375 owned after | $0.00 | 2013-02-28 | |
| 2013-02-15 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2013-02-19 | |
| 2013-02-15 | TOWNE BRIAN Officer (Executive VP & COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 2,000 owned after | $0.00 | 2013-02-19 | |
| 2013-02-15 | WELCHER BLAKE Officer (EVP Legal, GC & Sec) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2013-02-19 | |
| 2013-02-15 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 3,750 owned after | $0.00 | 2013-02-19 | |
| 2013-02-15 | WATSON PATRICK Officer (EVP, Corp Strategy & Dev) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 750 owned after | $0.00 | 2013-02-19 | |
| 2012-03-01 | DUEA BRADFORD D Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 1,000 owned after | $0.00 | 2012-03-05 | |
| 2012-02-26 | Kitson Frederick Lee Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 6,750 owned after | $0.00 | 2012-02-28 | |
| 2012-02-15 | WELCHER BLAKE Officer (EVP Legal, GC & Sec) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | $0.00 | 2012-02-17 | |
| 2012-02-15 | WATSON PATRICK Officer (EVP, Corp Strategy & Dev) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 1,500 owned after | $0.00 | 2012-02-17 | |
| 2012-02-15 | TOWNE BRIAN Officer (Executive VP & COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 4,000 owned after | $0.00 | 2012-02-17 | |
| 2012-02-15 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 7,500 owned after | $0.00 | 2012-02-17 | |
| 2012-02-15 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | $0.00 | 2012-02-17 | |
| 2012-02-15 | Faltemier Sharon K Officer (Senior VP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 1,000 owned after | $0.00 | 2012-02-17 | |
| 2011-03-01 | DUEA BRADFORD D Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 2,000 owned after | $0.00 | 2011-03-02 | |
| 2011-02-27 | Faltemier Sharon K Officer (Senior VP, Human Resources) | 4 | Performance-based Market Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2011-03-01 | |
| 2011-02-27 | SMITH W PAUL Officer (Senior VP, Research & Dev) | 4 | Performance-based Market Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $0.00 | 2011-03-01 | |
| 2011-02-27 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Performance-based Market Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2011-03-01 | |
| 2011-02-27 | WELCHER BLAKE Officer (EVP Legal, GC & Sec) | 4 | Performance-based Market Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $0.00 | 2011-03-01 | |
| 2011-02-27 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Performance-based Market Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $0.00 | 2011-03-01 | |
| 2011-02-27 | TOWNE BRIAN Officer (Executive VP & COO) | 4 | Performance-based Market Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.00 | 2011-03-01 | |
| 2011-02-27 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Performance-based Market Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $0.00 | 2011-03-01 | |
| 2011-02-27 | Kitson Frederick Lee Officer (Chief Technology Officer) | 4 | Perfomance-based Market Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2011-03-01 | |
| 2011-02-26 | Kitson Frederick Lee Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 10,125 owned after | $0.00 | 2011-03-01 | |
| 2011-02-15 | Faltemier Sharon K Officer (Senior VP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 1,500 owned after | $0.00 | 2011-02-17 | |
| 2011-02-15 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 2,250 owned after | $0.00 | 2011-02-17 | |
| 2011-02-15 | WELCHER BLAKE Officer (EVP Legal, GC & Sec) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 4,500 owned after | $0.00 | 2011-02-17 | |
| 2011-02-15 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 4,500 owned after | $0.00 | 2011-02-17 | |
| 2011-02-15 | TOWNE BRIAN Officer (Executive VP & COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 6,000 owned after | $0.00 | 2011-02-17 | |
| 2011-02-15 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 11,250 owned after | $0.00 | 2011-02-17 | |
| 2010-03-01 | DUEA BRADFORD D Director | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $0.00 | 2010-03-11 | |
| 2010-03-01 | DUEA BRADFORD D Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $0.00 | 2010-03-02 | |
| 2010-02-26 | Kitson Frederick Lee Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $0.00 | 2010-03-02 | |
| 2010-02-18 | Faltemier Sharon K Officer (Senior VP, Human Resources) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $0.00 | 2010-02-22 | |
| 2010-02-18 | Beaton Richard J Officer (Senior VP, R&D) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.00 | 2010-02-22 | |
| 2010-02-18 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $0.00 | 2010-02-22 | |
| 2010-02-18 | TOWNE BRIAN Officer (Executive VP & General Manager) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $0.00 | 2010-02-22 | |
| 2010-02-18 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $0.00 | 2010-02-22 | |
| 2010-02-18 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $0.00 | 2010-02-22 | |
| 2010-02-18 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2010-02-22 |