DTS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 51 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-20: Reporting owner KIRCHNER JON; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-17: Reporting owner TOWNE BRIAN; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-17: Reporting owner TOWNE BRIAN; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-16: Reporting owner WATSON PATRICK; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-20 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 51,361 owned after | $1.02 exercise price | 2010-12-22 | |
| 2010-12-17 | TOWNE BRIAN Officer (Executive VP & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,848 0 owned after | $22.60 exercise price | 2010-12-20 | |
| 2010-12-17 | TOWNE BRIAN Officer (Executive VP & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,684 0 owned after | $22.60 exercise price | 2010-12-20 | |
| 2010-12-16 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,783 0 owned after | $23.55 exercise price | 2010-12-17 | |
| 2010-12-10 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,217 6,783 owned after | $23.55 exercise price | 2010-12-13 | |
| 2010-12-03 | TOWNE BRIAN Officer (Executive VP & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,848 8,848 owned after | $22.60 exercise price | 2010-12-06 | |
| 2010-12-03 | TOWNE BRIAN Officer (Executive VP & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,620 1,684 owned after | $22.60 exercise price | 2010-12-06 | |
| 2010-11-29 | WELCHER BLAKE Officer (EVP Legal, GC & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,360 3,434 owned after | $23.55 exercise price | 2010-11-30 | |
| 2010-11-26 | STONE RONALD N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $27.00 exercise price | 2010-11-30 | |
| 2010-11-26 | WELCHER BLAKE Officer (EVP Legal, GC & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,206 18,794 owned after | $23.55 exercise price | 2010-11-30 | |
| 2010-11-18 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 15,000 owned after | $1.02 exercise price | 2010-11-22 | |
| 2010-11-12 | Faltemier Sharon K Officer (Senior VP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 4,500 owned after | $18.81 exercise price | 2010-11-16 | |
| 2010-09-21 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,329 22,500 owned after | $1.02 exercise price | 2010-09-23 | |
| 2010-09-20 | TOWNE BRIAN Officer (Executive VP & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $22.28 exercise price | 2010-09-22 | |
| 2010-09-16 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 9,000 owned after | $22.45 exercise price | 2010-09-17 | |
| 2010-09-14 | Busby C Ann Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $19.31 exercise price | 2010-09-16 | |
| 2010-09-14 | Busby C Ann Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $21.94 exercise price | 2010-09-16 | |
| 2010-09-02 | WELCHER BLAKE Officer (EVP Legal, GC & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $18.32 exercise price | 2010-09-07 | |
| 2010-08-18 | AGIN JOERG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 0 owned after | $22.28 exercise price | 2010-08-20 | |
| 2010-08-18 | AGIN JOERG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,800 0 owned after | $19.31 exercise price | 2010-08-20 | |
| 2010-08-18 | AGIN JOERG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $21.94 exercise price | 2010-08-20 | |
| 2010-08-17 | AGIN JOERG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 4,800 owned after | $19.31 exercise price | 2010-08-18 | |
| 2010-06-21 | TOWNE BRIAN Officer (Executive VP & General Manager) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,250 0 owned after | $18.32 exercise price | 2010-06-22 | |
| 2010-06-21 | TOWNE BRIAN Officer (Executive VP & General Manager) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 33,750 owned after | $15.71 exercise price | 2010-06-22 | |
| 2010-06-18 | BALLARD GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 2,500 owned after | $24.44 exercise price | 2010-06-22 | |
| 2010-06-15 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $16.55 exercise price | 2010-06-17 | |
| 2010-06-15 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 0 owned after | $18.32 exercise price | 2010-06-17 | |
| 2010-06-04 | ANDREWS CRAIG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $32.77 exercise price | 2010-06-08 | |
| 2010-06-04 | AGIN JOERG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $32.77 exercise price | 2010-06-08 | |
| 2010-06-04 | BALLARD GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $32.77 exercise price | 2010-06-08 | |
| 2010-06-04 | Busby C Ann Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $32.77 exercise price | 2010-06-08 | |
| 2010-06-04 | Molina V Sue Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $32.77 exercise price | 2010-06-08 | |
| 2010-06-04 | STONE RONALD N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $32.77 exercise price | 2010-06-08 | |
| 2010-05-13 | WELCHER BLAKE Officer (EVP Legal, GC & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $16.55 exercise price | 2010-05-17 | |
| 2010-03-19 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,687 14,063 owned after | $15.71 exercise price | 2010-03-22 | |
| 2010-03-18 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,000 86,361 owned after | $1.02 exercise price | 2010-03-22 | |
| 2010-03-18 | Busby C Ann Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $16.55 exercise price | 2010-03-19 | |
| 2010-03-11 | AGIN JOERG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $23.40 exercise price | 2010-03-15 | |
| 2010-03-11 | AGIN JOERG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $16.55 exercise price | 2010-03-15 | |
| 2010-03-09 | Beaton Richard J Officer (Senior VP, R&D) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 25,000 owned after | $24.06 exercise price | 2010-03-11 | |
| 2010-03-01 | DUEA BRADFORD D Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $32.58 exercise price | 2010-03-11 | |
| 2010-03-01 | STONE RONALD N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $16.55 exercise price | 2010-03-02 | |
| 2010-03-01 | DUEA BRADFORD D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $32.58 exercise price | 2010-03-02 | |
| 2010-02-26 | Kitson Frederick Lee Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $32.00 exercise price | 2010-03-02 | |
| 2010-02-18 | Faltemier Sharon K Officer (Senior VP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $26.26 exercise price | 2010-02-22 | |
| 2010-02-18 | Beaton Richard J Officer (Senior VP, R&D) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $26.26 exercise price | 2010-02-22 | |
| 2010-02-18 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $26.26 exercise price | 2010-02-22 | |
| 2010-02-18 | TOWNE BRIAN Officer (Executive VP & General Manager) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $26.26 exercise price | 2010-02-22 | |
| 2010-02-18 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $26.26 exercise price | 2010-02-22 | |
| 2010-02-18 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $26.26 exercise price | 2010-02-22 | |
| 2010-02-18 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $26.26 exercise price | 2010-02-22 |