DTS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 52 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-06: Reporting owner KIRCHNER JON; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-01: Reporting owner WISSMULLER JAN; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-01: Reporting owner WELCHER BLAKE; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-01: Reporting owner FLANIGAN MELVIN; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-06 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,000 212,250 owned after | $1.02 exercise price | 2006-12-08 | |
| 2006-12-01 | WISSMULLER JAN Officer (Sr VP, Engineering & Prod Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 7,750 owned after | $1.02 exercise price | 2006-12-04 | |
| 2006-12-01 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 43,349 owned after | $1.02 exercise price | 2006-12-04 | |
| 2006-12-01 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,004 53,540 owned after | $1.02 exercise price | 2006-12-01 | |
| 2006-11-13 | STONE RONALD N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $16.55 exercise price | 2006-11-14 | |
| 2006-11-01 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,419 0 owned after | $1.02 exercise price | 2006-11-02 | |
| 2006-11-01 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,581 61,544 owned after | $1.02 exercise price | 2006-11-02 | |
| 2006-11-01 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 48,349 owned after | $1.02 exercise price | 2006-11-02 | |
| 2006-10-02 | WISSMULLER JAN Officer (Sr VP, Engineering & Prod Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 9,250 owned after | $1.02 exercise price | 2006-10-04 | |
| 2006-10-02 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 3,519 owned after | $1.02 exercise price | 2006-10-03 | |
| 2006-10-02 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,419 owned after | $1.02 exercise price | 2006-10-03 | |
| 2006-10-02 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 50,849 owned after | $1.02 exercise price | 2006-10-03 | |
| 2006-09-12 | WISSMULLER JAN Officer (Sr VP, Engineering & Prod Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 10,750 owned after | $1.02 exercise price | 2006-09-12 | |
| 2006-09-11 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 6,519 owned after | $1.02 exercise price | 2006-09-12 | |
| 2006-09-11 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 52,099 owned after | $1.02 exercise price | 2006-09-12 | |
| 2006-08-31 | WISSMULLER JAN Officer (Sr VP, Engineering & Prod Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 12,250 owned after | $1.02 exercise price | 2006-09-05 | |
| 2006-08-17 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 9,519 owned after | $1.02 exercise price | 2006-08-21 | |
| 2006-08-17 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 53,349 owned after | $1.02 exercise price | 2006-08-17 | |
| 2006-08-16 | Faltemier Sharon K Officer (Senior VP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $18.81 exercise price | 2006-08-17 | |
| 2006-07-05 | WISSMULLER JAN Officer (Sr VP, Engineering & Prod Dev) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 13,750 owned after | $1.02 exercise price | 2006-07-12 | |
| 2006-07-05 | WATSON PATRICK Officer (Sr VP, Standards & Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,500 30,076 owned after | $1.02 exercise price | 2006-07-07 | |
| 2006-07-05 | WISSMULLER JAN Officer (Sr VP, Engineering & Prod Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 13,750 owned after | $1.02 exercise price | 2006-07-06 | |
| 2006-07-03 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −519 0 owned after | $1.02 exercise price | 2006-07-06 | |
| 2006-07-03 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,481 12,519 owned after | $1.02 exercise price | 2006-07-06 | |
| 2006-07-03 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 54,599 owned after | $1.02 exercise price | 2006-07-06 | |
| 2006-06-29 | WISSMULLER JAN Officer (Sr VP, Engineering & Prod Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 15,250 owned after | $1.02 exercise price | 2006-06-30 | |
| 2006-06-29 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,697 519 owned after | $1.02 exercise price | 2006-06-30 | |
| 2006-06-07 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $1.02 exercise price | 2006-06-08 | |
| 2006-06-07 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 258,250 owned after | $1.02 exercise price | 2006-06-08 | |
| 2006-06-01 | WATSON PATRICK Officer (Sr VP, Standards & Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,500 39,576 owned after | $1.02 exercise price | 2006-06-05 | |
| 2006-06-01 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −849 0 owned after | $1.02 exercise price | 2006-06-01 | |
| 2006-06-01 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −401 55,849 owned after | $1.02 exercise price | 2006-06-01 | |
| 2006-05-30 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −109 849 owned after | $1.02 exercise price | 2006-06-01 | |
| 2006-05-18 | FISCHER JOSEPH A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $19.31 exercise price | 2006-06-07 | |
| 2006-05-18 | MCELWEE JAMES B Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $19.31 exercise price | 2006-06-07 | |
| 2006-05-18 | STONE RONALD N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $19.31 exercise price | 2006-06-07 | |
| 2006-05-18 | Busby C Ann Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $19.31 exercise price | 2006-06-07 | |
| 2006-05-18 | AGIN JOERG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $19.31 exercise price | 2006-06-07 | |
| 2006-02-23 | Beaton Richard J Officer (Senior VP, R&D) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $18.32 exercise price | 2006-02-27 | |
| 2006-02-23 | Bird Donald M Jr Officer (Sr VP, Cinema Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $18.32 exercise price | 2006-02-27 | |
| 2006-02-23 | FLANIGAN MELVIN Officer (Executive VP of Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $18.32 exercise price | 2006-02-27 | |
| 2006-02-23 | SLUSSER DAN Director, Officer (Chairman of the Board) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 17,000 owned after | $18.32 exercise price | 2006-02-27 | |
| 2006-02-23 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,000 67,000 owned after | $18.32 exercise price | 2006-02-27 | |
| 2006-02-23 | SMITH W PAUL Officer (Senior VP, Research & Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $18.32 exercise price | 2006-02-27 | |
| 2006-02-23 | WATSON PATRICK Officer (Sr VP, Standards & Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $18.32 exercise price | 2006-02-27 | |
| 2006-02-23 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $18.32 exercise price | 2006-02-27 | |
| 2006-02-23 | TOWNE BRIAN Officer (Sr VP Consumer/Pro Audio) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $18.32 exercise price | 2006-02-27 | |
| 2006-02-23 | WISSMULLER JAN Officer (Sr VP, Engineering & Prod Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $18.32 exercise price | 2006-02-27 | |
| 2006-02-23 | Neighbors William Officer (Senior VP, Digital Images Div) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $18.32 exercise price | 2006-02-27 | |
| 2006-02-22 holding as of filing | Beaton Richard J Officer (Senior VP of R&D) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $24.06 exercise price | 2006-02-22 | ||
| 2006-02-15 | WISSMULLER JAN Officer (Sr VP, Engineering & Prod Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 16,750 owned after | $1.02 | 2006-02-17 | |
| 2006-01-03 | SMITH W PAUL Officer (Senior VP, Research & Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,836 57,154 owned after | $1.02 | 2006-01-04 |