DTS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-10-01: Reporting owner FLANIGAN MELVIN; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-09-19: Reporting owner WATSON PATRICK; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-09-02: Reporting owner FLANIGAN MELVIN; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-08-27: Reporting owner KIRCHNER JON; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-10-01 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 28,829 owned after | $1.02 exercise price | 2008-10-02 | |
| 2008-09-19 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $16.55 exercise price | 2008-09-22 | |
| 2008-09-02 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 30,829 owned after | $1.02 exercise price | 2008-09-04 | |
| 2008-08-27 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 145,361 owned after | $1.02 exercise price | 2008-08-29 | |
| 2008-08-18 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 33,829 owned after | $1.02 exercise price | 2008-08-20 | |
| 2008-07-01 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 35,829 owned after | $1.02 exercise price | 2008-07-02 | |
| 2008-06-04 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,676 0 owned after | $1.02 exercise price | 2008-06-05 | |
| 2008-06-02 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 38,829 owned after | $1.02 exercise price | 2008-06-03 | |
| 2008-05-29 | TOWNE BRIAN Officer (Sr VP & General Manager) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 5,000 owned after | $16.55 exercise price | 2008-05-30 | |
| 2008-05-16 | Busby C Ann Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 10,000 owned after | $16.55 exercise price | 2008-05-20 | |
| 2008-05-15 | Faltemier Sharon K Officer (Senior VP, Human Resources) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $18.81 exercise price | 2009-02-04 | |
| 2008-05-15 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,932 0 owned after | $1.02 exercise price | 2008-05-19 | |
| 2008-05-15 | STONE RONALD N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $30.84 exercise price | 2008-05-15 | |
| 2008-05-15 | FISCHER JOSEPH A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $30.84 exercise price | 2008-05-15 | |
| 2008-05-15 | AGIN JOERG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $30.84 exercise price | 2008-05-15 | |
| 2008-05-15 | Busby C Ann Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $30.84 exercise price | 2008-05-15 | |
| 2008-05-01 | BALLARD GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $29.66 exercise price | 2008-05-05 | |
| 2008-05-01 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,011 41,829 owned after | $1.02 exercise price | 2008-05-01 | |
| 2008-03-10 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,000 160,361 owned after | $1.02 exercise price | 2008-03-11 | |
| 2008-03-07 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,889 179,361 owned after | $1.02 exercise price | 2008-03-11 | |
| 2008-03-07 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,111 0 owned after | $1.02 exercise price | 2008-03-11 | |
| 2008-02-20 | Faltemier Sharon K Officer (Senior VP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $22.45 exercise price | 2008-02-22 | |
| 2008-02-20 | TOWNE BRIAN Officer (Sr VP & General Manager) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $22.45 exercise price | 2008-02-22 | |
| 2008-02-20 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $22.45 exercise price | 2008-02-22 | |
| 2008-02-20 | Beaton Richard J Officer (Senior VP, R&D) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $22.45 exercise price | 2008-02-22 | |
| 2008-02-20 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $22.45 exercise price | 2008-02-22 | |
| 2008-02-20 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $22.45 exercise price | 2008-02-22 | |
| 2008-02-20 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $22.45 exercise price | 2008-02-22 | |
| 2008-02-20 | SLUSSER DAN Director, Officer (Chairman of the Board) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $22.45 exercise price | 2008-02-22 | |
| 2008-01-07 | Molina V Sue Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $27.40 exercise price | 2008-01-08 |