DAEGIS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 51 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-26: Reporting owner Conner Susan K; Form 4; Security Stock Option; Transaction Holding.
- 2013-12-20: Reporting owner Bozeman Robert; Form 4; Security Stock Option; Transaction Holding.
- 2013-12-20: Reporting owner Bozeman Robert; Form 4; Security Stock Option; Transaction Holding.
- 2013-12-20: Reporting owner Bozeman Robert; Form 4; Security Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-26 holding as of filing | Conner Susan K Officer (CFO) | 4 | Stock Option Derivative · Direct | Holding | 150,000 owned after | $1.10 exercise price | 2013-12-26 | |
| 2013-12-20 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 4,000 owned after | $6.25 exercise price | 2013-12-20 | |
| 2013-12-20 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2013-12-20 | |
| 2013-12-20 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $2.60 exercise price | 2013-12-20 | |
| 2013-12-20 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2013-12-20 | |
| 2013-12-20 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $2.90 exercise price | 2013-12-20 | |
| 2013-12-20 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $1.92 exercise price | 2013-12-20 | |
| 2013-12-20 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $2.55 exercise price | 2013-12-20 | |
| 2013-12-20 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2013-12-20 | |
| 2013-12-20 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $2.60 exercise price | 2013-12-20 | |
| 2013-12-20 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2013-12-20 | |
| 2013-12-20 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $2.90 exercise price | 2013-12-20 | |
| 2013-12-20 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $1.92 exercise price | 2013-12-20 | |
| 2013-12-20 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 12,500 owned after | $1.40 exercise price | 2013-12-20 | |
| 2013-12-13 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 35,000 owned after | $2.10 exercise price | 2013-12-13 | |
| 2013-12-13 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.55 exercise price | 2013-12-13 | |
| 2013-12-13 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2013-12-13 | |
| 2013-12-13 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $2.60 exercise price | 2013-12-13 | |
| 2013-12-13 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2013-12-13 | |
| 2013-12-13 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $2.90 exercise price | 2013-12-13 | |
| 2013-12-13 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $1.92 exercise price | 2013-12-13 | |
| 2013-12-13 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 12,500 owned after | $1.40 exercise price | 2013-12-13 | |
| 2013-06-04 holding as of filing | Conner Susan K Officer (Chief Financial Officer) | 3 | Stock Option Derivative · Direct | Holding | $1.10 exercise price | 2013-06-04 | ||
| 2013-03-08 holding as of filing | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Carolyn L | Jensen Kurt A 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 85,000 owned after | $2.90 exercise price | 2013-03-08 | |
| 2013-03-08 holding as of filing | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Carolyn L | Jensen Kurt A 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $2.90 exercise price | 2013-03-08 | |
| 2013-03-08 holding as of filing | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Carolyn L | Jensen Kurt A 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 44,250 owned after | $1.92 exercise price | 2013-03-08 | |
| 2013-03-08 holding as of filing | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Carolyn L | Jensen Kurt A 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 14,750 owned after | $1.92 exercise price | 2013-03-08 | |
| 2013-03-06 holding as of filing | Jensen Carolyn L | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Kurt A 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 85,000 owned after | $2.90 exercise price | 2013-03-06 | |
| 2013-03-06 holding as of filing | Jensen Carolyn L | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Kurt A 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $2.90 exercise price | 2013-03-06 | |
| 2013-03-06 holding as of filing | Jensen Carolyn L | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Kurt A 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 44,250 owned after | $1.92 exercise price | 2013-03-06 | |
| 2013-03-06 holding as of filing | Jensen Carolyn L | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Kurt A 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 14,750 owned after | $1.92 exercise price | 2013-03-06 | |
| 2013-03-06 holding as of filing | Jensen Carolyn L | Jensen Kurt A | Dated January 25, 2007 The Jensen Revocable Trust 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 85,000 owned after | $2.90 exercise price | 2013-03-06 | |
| 2013-03-06 holding as of filing | Jensen Carolyn L | Jensen Kurt A | Dated January 25, 2007 The Jensen Revocable Trust 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $2.90 exercise price | 2013-03-06 | |
| 2013-03-06 holding as of filing | Jensen Carolyn L | Jensen Kurt A | Dated January 25, 2007 The Jensen Revocable Trust 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 44,250 owned after | $1.92 exercise price | 2013-03-06 | |
| 2013-03-06 holding as of filing | Jensen Carolyn L | Jensen Kurt A | Dated January 25, 2007 The Jensen Revocable Trust 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 14,750 owned after | $1.92 exercise price | 2013-03-06 | |
| 2013-03-04 holding as of filing | Jensen Carolyn L | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Kurt A 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 85,000 owned after | $2.90 exercise price | 2013-03-04 | |
| 2013-03-04 holding as of filing | Jensen Carolyn L | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Kurt A 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $2.90 exercise price | 2013-03-04 | |
| 2013-03-04 holding as of filing | Jensen Carolyn L | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Kurt A 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 44,250 owned after | $1.92 exercise price | 2013-03-04 | |
| 2013-03-04 holding as of filing | Jensen Carolyn L | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Kurt A 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 14,750 owned after | $1.92 exercise price | 2013-03-04 | |
| 2013-02-21 holding as of filing | Jensen Carolyn L | Jensen Kurt A | Dated January 25, 2007 The Jensen Revocable Trust 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 85,000 owned after | $2.90 exercise price | 2013-02-21 | |
| 2013-02-21 holding as of filing | Jensen Carolyn L | Jensen Kurt A | Dated January 25, 2007 The Jensen Revocable Trust 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $2.90 exercise price | 2013-02-21 | |
| 2013-02-21 holding as of filing | Jensen Carolyn L | Jensen Kurt A | Dated January 25, 2007 The Jensen Revocable Trust 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 44,250 owned after | $1.92 exercise price | 2013-02-21 | |
| 2013-02-21 holding as of filing | Jensen Carolyn L | Jensen Kurt A | Dated January 25, 2007 The Jensen Revocable Trust 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 14,750 owned after | $1.92 exercise price | 2013-02-21 | |
| 2013-01-29 holding as of filing | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Carolyn L | Jensen Kurt A 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 85,000 owned after | $2.90 exercise price | 2013-01-29 | |
| 2013-01-29 holding as of filing | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Carolyn L | Jensen Kurt A 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $2.90 exercise price | 2013-01-29 | |
| 2013-01-29 holding as of filing | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Carolyn L | Jensen Kurt A 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 44,250 owned after | $1.92 exercise price | 2013-01-29 | |
| 2013-01-29 holding as of filing | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Carolyn L | Jensen Kurt A 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 14,750 owned after | $1.92 exercise price | 2013-01-29 | |
| 2013-01-28 holding as of filing | Jensen Kurt A | Jensen Carolyn L | Dated January 25, 2007 The Jensen Revocable Trust 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 85,000 owned after | $2.90 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | Jensen Kurt A | Jensen Carolyn L | Dated January 25, 2007 The Jensen Revocable Trust 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $2.90 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | Jensen Kurt A | Jensen Carolyn L | Dated January 25, 2007 The Jensen Revocable Trust 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 44,250 owned after | $1.92 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | Jensen Kurt A | Jensen Carolyn L | Dated January 25, 2007 The Jensen Revocable Trust 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 14,750 owned after | $1.92 exercise price | 2013-01-28 |