DAEGIS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 248 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-30: Reporting owner VERARDI FRANK; Form 4; Security Stock Option; Transaction Holding.
- 2011-12-30: Reporting owner VERARDI FRANK; Form 4; Security Stock Option; Transaction Holding.
- 2011-12-30: Reporting owner VERARDI FRANK; Form 4; Security Stock Option; Transaction Holding.
- 2011-12-30: Reporting owner VERARDI FRANK; Form 4; Security Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-30 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $2.75 exercise price | 2011-12-30 | |
| 2011-12-30 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 4,000 owned after | $2.30 exercise price | 2011-12-30 | |
| 2011-12-30 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 12,000 owned after | $6.40 exercise price | 2011-12-30 | |
| 2011-12-30 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 22,500 owned after | $2.60 exercise price | 2011-12-30 | |
| 2011-12-30 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 22,500 owned after | $3.56 exercise price | 2011-12-30 | |
| 2011-12-30 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $3.56 exercise price | 2011-12-30 | |
| 2011-12-30 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 9,000 owned after | $2.90 exercise price | 2011-12-30 | |
| 2011-12-30 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 10,125 owned after | $1.92 exercise price | 2011-12-30 | |
| 2011-12-30 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 3,375 owned after | $1.92 exercise price | 2011-12-30 | |
| 2011-12-29 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $2.75 exercise price | 2011-12-29 | |
| 2011-12-29 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $2.55 exercise price | 2011-12-29 | |
| 2011-12-29 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.55 exercise price | 2011-12-29 | |
| 2011-12-29 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 60,000 owned after | $5.20 exercise price | 2011-12-29 | |
| 2011-12-29 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $6.40 exercise price | 2011-12-29 | |
| 2011-12-29 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $6.40 exercise price | 2011-12-29 | |
| 2011-12-29 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 87,500 owned after | $2.60 exercise price | 2011-12-29 | |
| 2011-12-29 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 63,750 owned after | $3.56 exercise price | 2011-12-29 | |
| 2011-12-29 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 21,250 owned after | $3.56 exercise price | 2011-12-29 | |
| 2011-12-29 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 66,000 owned after | $2.90 exercise price | 2011-12-29 | |
| 2011-12-29 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 74,250 owned after | $1.92 exercise price | 2011-12-29 | |
| 2011-12-29 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 24,750 owned after | $1.92 exercise price | 2011-12-29 | |
| 2011-11-16 | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −10,000 0 owned after | $1.30 | 2011-12-30 | |
| 2011-11-14 | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −15,000 0 owned after | $1.30 | 2011-12-29 | |
| 2011-10-20 holding as of filing | George Duane V Director, Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $2.75 exercise price | 2011-10-20 | |
| 2011-10-20 holding as of filing | George Duane V Director, Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $3.35 exercise price | 2011-10-20 | |
| 2011-10-20 holding as of filing | George Duane V Director, Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 3,000 owned after | $4.70 exercise price | 2011-10-20 | |
| 2011-10-20 holding as of filing | George Duane V Director, Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 200 owned after | $2.05 exercise price | 2011-10-20 | |
| 2011-10-20 holding as of filing | George Duane V Director, Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 1,200 owned after | $2.05 exercise price | 2011-10-20 | |
| 2011-10-20 holding as of filing | George Duane V Director, Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $1.10 exercise price | 2011-10-20 | |
| 2011-10-20 holding as of filing | George Duane V Director, Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 3,000 owned after | $2.55 exercise price | 2011-10-20 | |
| 2011-10-20 holding as of filing | George Duane V Director, Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 12,000 owned after | $2.55 exercise price | 2011-10-20 | |
| 2011-10-20 holding as of filing | George Duane V Director, Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $5.20 exercise price | 2011-10-20 | |
| 2011-10-20 holding as of filing | George Duane V Director, Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $6.40 exercise price | 2011-10-20 | |
| 2011-10-20 holding as of filing | George Duane V Director, Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 12,000 owned after | $6.40 exercise price | 2011-10-20 | |
| 2011-10-20 holding as of filing | George Duane V Director, Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 37,500 owned after | $2.60 exercise price | 2011-10-20 | |
| 2011-10-20 holding as of filing | George Duane V Director, Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $3.56 exercise price | 2011-10-20 | |
| 2011-10-20 holding as of filing | George Duane V Director, Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2011-10-20 | |
| 2011-10-20 holding as of filing | George Duane V Director, Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 22,000 owned after | $2.90 exercise price | 2011-10-20 | |
| 2011-10-20 holding as of filing | George Duane V Director, Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 24,000 owned after | $1.92 exercise price | 2011-10-20 | |
| 2011-10-20 holding as of filing | George Duane V Director, Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 8,000 owned after | $1.92 exercise price | 2011-10-20 | |
| 2011-10-18 | George Duane V Director, Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −5,000 0 owned after | $1.30 | 2011-10-20 | |
| 2011-09-28 holding as of filing | VERARDI FRANK Officer (VP, Sales) | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $1.30 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | VERARDI FRANK Officer (VP, Sales) | 4 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $0.55 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | VERARDI FRANK Officer (VP, Sales) | 4 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.30 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | VERARDI FRANK Officer (VP, Sales) | 4 | Stock Option Derivative · Direct | Holding | 12,000 owned after | $6.40 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | VERARDI FRANK Officer (VP, Sales) | 4 | Stock Option Derivative · Direct | Holding | 22,500 owned after | $2.60 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | VERARDI FRANK Officer (VP, Sales) | 4 | Stock Option Derivative · Direct | Holding | 22,500 owned after | $3.56 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | VERARDI FRANK Officer (VP, Sales) | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $3.56 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | VERARDI FRANK Officer (VP, Sales) | 4 | Stock Option Derivative · Direct | Holding | 9,000 owned after | $2.90 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | VERARDI FRANK Officer (VP, Sales) | 4 | Stock Option Derivative · Direct | Holding | 10,125 owned after | $1.92 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | VERARDI FRANK Officer (VP, Sales) | 4 | Stock Option Derivative · Direct | Holding | 3,375 owned after | $1.92 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $2.80 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $2.75 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $2.55 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.55 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 60,000 owned after | $5.20 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $6.40 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $6.40 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 87,500 owned after | $2.60 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 63,750 owned after | $3.56 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 21,250 owned after | $3.56 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 66,000 owned after | $2.90 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 74,250 owned after | $1.92 exercise price | 2011-09-28 | |
| 2011-09-28 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 24,750 owned after | $1.92 exercise price | 2011-09-28 | |
| 2011-09-26 | VERARDI FRANK Officer (VP, Sales) | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −8,000 0 owned after | $1.25 | 2011-09-28 | |
| 2011-09-26 | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −30,000 0 owned after | $1.25 exercise price | 2011-09-28 | |
| 2011-07-06 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 4,000 owned after | $6.25 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $2.60 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $2.90 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $1.85 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 12,000 owned after | $2.55 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 6,000 owned after | $5.20 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $6.40 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 22,000 owned after | $6.40 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 35,000 owned after | $2.60 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 22,500 owned after | $3.56 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $3.56 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 27,000 owned after | $2.90 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | Jensen Kurt A Officer (Chief Operating Officer), 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 85,000 owned after | $2.90 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | Jensen Kurt A Officer (Chief Operating Officer), 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $2.90 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $7.50 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $7.60 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $2.75 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.05 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 35,000 owned after | $2.10 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.55 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $2.60 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $2.90 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $1.25 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $2.80 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $2.75 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $2.55 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.55 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 60,000 owned after | $5.20 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $6.40 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $6.40 exercise price | 2011-07-06 |