DAEGIS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 248 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-05-04: Reporting owner George Duane V; Form 4; Security Stock Option; Transaction Holding.
- 2011-05-04: Reporting owner George Duane V; Form 4; Security Stock Option; Transaction Holding.
- 2011-05-04: Reporting owner George Duane V; Form 4; Security Stock Option; Transaction Holding.
- 2011-05-04: Reporting owner George Duane V; Form 4; Security Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-05-04 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 12,000 owned after | $6.40 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 37,500 owned after | $2.60 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $2.60 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $3.56 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $1.25 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $2.80 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $2.75 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $2.55 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.55 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 60,000 owned after | $5.20 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $6.40 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $6.40 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 87,500 owned after | $2.60 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 12,500 owned after | $2.60 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 63,750 owned after | $3.56 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 21,250 owned after | $3.56 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $1.80 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $2.55 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $2.60 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.75 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $2.05 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $2.55 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $2.60 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 4,000 owned after | $6.25 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $2.60 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | Bacci Timothy P Director | 4 | Stock Option Derivative · Direct | Holding | 8,000 owned after | $3.46 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | Bacci Timothy P Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2011-05-04 | |
| 2011-05-02 | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $2.90 | 2011-05-04 | |
| 2011-05-02 | Jensen Kurt A Officer (Chief Operating Officer), 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $2.90 | 2011-05-04 | |
| 2011-05-02 | Jensen Kurt A Officer (Chief Operating Officer), 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.90 | 2011-05-04 | |
| 2011-05-02 | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.90 | 2011-05-04 | |
| 2011-05-02 | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 22,500 owned after | $3.56 exercise price | 2011-05-04 | |
| 2011-05-02 | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 7,500 owned after | $3.56 exercise price | 2011-05-04 | |
| 2011-05-02 | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $2.90 | 2011-05-04 | |
| 2011-05-02 | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $2.90 | 2011-05-04 | |
| 2011-05-02 | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,000 66,000 owned after | $2.90 | 2011-05-04 | |
| 2011-05-02 | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 5,000 owned after | $2.90 | 2011-05-04 | |
| 2011-05-02 | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.90 | 2011-05-04 | |
| 2011-05-02 | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.90 | 2011-05-04 | |
| 2011-05-02 | Bacci Timothy P Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.90 | 2011-05-04 | |
| 2011-04-29 | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | 0 owned after | $1.20 | 2012-05-11 |