DAEGIS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-23: Reporting owner Bacci Timothy P; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-04-09: Reporting owner Montgomery Darrell B; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-04-03: Reporting owner Conner Susan K; Form 4; Security Stock Option; Transaction Holding.
- 2015-04-03: Reporting owner Conner Susan K; Form 4; Security Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-23 | Bacci Timothy P Director, Officer (CEO) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −655,378 0 owned after | $0.72 | 2015-11-23 | |
| 2015-04-09 | Montgomery Darrell B Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.83 | 2015-04-10 | |
| 2015-04-03 holding as of filing | Conner Susan K Officer (CFO) | 4 | Stock Option Derivative · Direct | Holding | 150,000 owned after | $1.10 exercise price | 2015-04-03 | |
| 2015-04-03 holding as of filing | Conner Susan K Officer (CFO) | 4 | Stock Option Derivative · Direct | Holding | 231,922 owned after | $1.28 exercise price | 2015-04-03 |