DAEGIS INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-07-06: Reporting owner BlueLine Capital Partners III, LP | BlueLine Catalyst Fund IX, L.P. | BlueLine Partners II, LLC | BlueLine Capital Partners II, L.P. | BlueLine Capital Partners, L.P. | BlueLine Partners, L.L.C.; Form 3; Security SERIES G PREFERRED STOCK; Transaction Holding.
- 2011-06-30: Reporting owner BlueLine Capital Partners III, LP | BlueLine Partners II, LLC | BlueLine Capital Partners II, L.P. | BlueLine Partners, L.L.C. | BlueLine Capital Partners, L.P. | BlueLine Catalyst Fund IX, L.P.; Form 4; Security SERIES G PREFERRED STOCK; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-07-06 holding as of filing | BlueLine Capital Partners III, LP | BlueLine Catalyst Fund IX, L.P. | BlueLine Partners II, LLC | BlueLine Capital Partners II, L.P. | BlueLine Capital Partners, L.P. | BlueLine Partners, L.L.C. 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | SERIES G PREFERRED STOCK Derivative · Direct | Holding | $2.40 exercise price | 2011-07-06 | ||
| 2011-06-30 | BlueLine Capital Partners III, LP | BlueLine Partners II, LLC | BlueLine Capital Partners II, L.P. | BlueLine Partners, L.L.C. | BlueLine Capital Partners, L.P. | BlueLine Catalyst Fund IX, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | SERIES G PREFERRED STOCK Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,666,667 1,666,667 owned after | $2.40 | 2011-07-06 |