DAEGIS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 125 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-20: Reporting owner Jillson Deborah; Form 4; Security Stock Option; Transaction Holding.
- 2012-12-03: Reporting owner Dated January 25, 2007 The Jensen Revocable Trust | Jensen Carolyn L | Jensen Kurt A; Form 4; Security Stock Option; Transaction Holding.
- 2012-12-03: Reporting owner Dated January 25, 2007 The Jensen Revocable Trust | Jensen Carolyn L | Jensen Kurt A; Form 4; Security Stock Option; Transaction Holding.
- 2012-12-03: Reporting owner Dated January 25, 2007 The Jensen Revocable Trust | Jensen Carolyn L | Jensen Kurt A; Form 4; Security Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-20 holding as of filing | Jillson Deborah Officer (Division President) | 4 | Stock Option Derivative · Direct | Holding | 150,000 owned after | $1.26 exercise price | 2012-12-20 | |
| 2012-12-03 holding as of filing | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Carolyn L | Jensen Kurt A 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 85,000 owned after | $2.90 exercise price | 2012-12-03 | |
| 2012-12-03 holding as of filing | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Carolyn L | Jensen Kurt A 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $2.90 exercise price | 2012-12-03 | |
| 2012-12-03 holding as of filing | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Carolyn L | Jensen Kurt A 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 44,250 owned after | $1.92 exercise price | 2012-12-03 | |
| 2012-12-03 holding as of filing | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Carolyn L | Jensen Kurt A 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 14,750 owned after | $1.92 exercise price | 2012-12-03 | |
| 2012-11-29 holding as of filing | Jensen Kurt A | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Carolyn L 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 85,000 owned after | $2.90 exercise price | 2012-11-29 | |
| 2012-11-29 holding as of filing | Jensen Kurt A | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Carolyn L 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $2.90 exercise price | 2012-11-29 | |
| 2012-11-29 holding as of filing | Jensen Kurt A | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Carolyn L 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 44,250 owned after | $1.92 exercise price | 2012-11-29 | |
| 2012-11-29 holding as of filing | Jensen Kurt A | Dated January 25, 2007 The Jensen Revocable Trust | Jensen Carolyn L 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 14,750 owned after | $1.92 exercise price | 2012-11-29 | |
| 2012-10-01 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.05 exercise price | 2012-10-01 | |
| 2012-10-01 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 35,000 owned after | $2.10 exercise price | 2012-10-01 | |
| 2012-10-01 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.55 exercise price | 2012-10-01 | |
| 2012-10-01 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2012-10-01 | |
| 2012-10-01 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $2.60 exercise price | 2012-10-01 | |
| 2012-10-01 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2012-10-01 | |
| 2012-10-01 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $2.90 exercise price | 2012-10-01 | |
| 2012-10-01 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $1.92 exercise price | 2012-10-01 | |
| 2012-10-01 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 12,500 owned after | $1.40 exercise price | 2012-10-01 | |
| 2012-09-05 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $2.55 exercise price | 2012-09-05 | |
| 2012-09-05 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 24,000 owned after | $2.55 exercise price | 2012-09-05 | |
| 2012-09-05 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 60,000 owned after | $5.20 exercise price | 2012-09-05 | |
| 2012-09-05 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $6.40 exercise price | 2012-09-05 | |
| 2012-09-05 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 87,500 owned after | $2.60 exercise price | 2012-09-05 | |
| 2012-09-05 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 63,750 owned after | $3.56 exercise price | 2012-09-05 | |
| 2012-09-05 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 66,000 owned after | $2.90 exercise price | 2012-09-05 | |
| 2012-09-05 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 74,250 owned after | $1.92 exercise price | 2012-09-05 | |
| 2012-09-05 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 24,750 owned after | $1.92 exercise price | 2012-09-05 | |
| 2012-09-05 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $1.40 exercise price | 2012-09-05 | |
| 2012-09-05 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $1.80 exercise price | 2012-09-05 | |
| 2012-09-05 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $2.55 exercise price | 2012-09-05 | |
| 2012-09-05 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2012-09-05 | |
| 2012-09-05 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $2.60 exercise price | 2012-09-05 | |
| 2012-09-05 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2012-09-05 | |
| 2012-09-05 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $2.90 exercise price | 2012-09-05 | |
| 2012-09-05 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $1.92 exercise price | 2012-09-05 | |
| 2012-09-05 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 12,500 owned after | $1.40 exercise price | 2012-09-05 | |
| 2012-05-31 holding as of filing | Jillson Deborah Officer (President, eDiscovery Division) | 3 | Stock Option Derivative · Direct | Holding | $1.26 exercise price | 2012-05-31 | ||
| 2012-05-11 holding as of filing | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.55 exercise price | 2012-05-11 | |
| 2012-05-11 holding as of filing | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | Holding | 6,000 owned after | $5.20 exercise price | 2012-05-11 | |
| 2012-05-11 holding as of filing | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | Holding | 25,000 owned after | $6.40 exercise price | 2012-05-11 | |
| 2012-05-11 holding as of filing | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | Holding | 52,500 owned after | $2.60 exercise price | 2012-05-11 | |
| 2012-05-11 holding as of filing | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $2.60 exercise price | 2012-05-11 | |
| 2012-05-11 holding as of filing | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $3.56 exercise price | 2012-05-11 | |
| 2012-05-11 holding as of filing | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $3.56 exercise price | 2012-05-11 | |
| 2012-05-11 holding as of filing | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | Holding | $1.40 exercise price | 2012-05-11 | ||
| 2012-05-03 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $2.75 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $2.55 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 24,000 owned after | $2.55 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 60,000 owned after | $5.20 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $6.40 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 87,500 owned after | $2.60 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 63,750 owned after | $3.56 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 21,250 owned after | $3.56 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 66,000 owned after | $2.90 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 74,250 owned after | $1.92 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 24,750 owned after | $1.92 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.55 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | Holding | 6,000 owned after | $5.20 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | Holding | 25,000 owned after | $6.40 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | Holding | 52,500 owned after | $2.60 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $2.60 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $3.56 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $3.56 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $1.85 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 14,400 owned after | $2.55 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 6,000 owned after | $5.20 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $6.40 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 35,000 owned after | $2.60 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 22,500 owned after | $3.56 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $3.56 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 27,000 owned after | $2.90 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 30,375 owned after | $1.92 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 10,125 owned after | $1.92 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $2.75 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 4,000 owned after | $2.30 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 22,500 owned after | $2.60 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 22,500 owned after | $3.56 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $3.56 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 9,000 owned after | $2.90 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 10,125 owned after | $1.92 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 3,375 owned after | $1.92 exercise price | 2012-05-03 | |
| 2012-05-02 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 4,000 owned after | $6.25 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $2.60 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $2.90 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $1.92 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | Bacci Timothy P Director | 4 | Stock Option Derivative · Direct | Holding | 8,000 owned after | $3.46 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | Bacci Timothy P Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | Bacci Timothy P Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $2.90 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | Bacci Timothy P Director | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $1.92 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.75 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $2.05 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $2.55 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $2.60 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $2.90 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $1.92 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $1.80 exercise price | 2012-05-02 |