DAEGIS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 45 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-22: Reporting owner Bacci Timothy P; Form 4; Security Stock Option; Transaction Holding.
- 2014-12-22: Reporting owner Bacci Timothy P; Form 4; Security Stock Option; Transaction Holding.
- 2014-12-22: Reporting owner Bacci Timothy P; Form 4; Security Stock Option; Transaction Holding.
- 2014-12-22: Reporting owner Bacci Timothy P; Form 4; Security Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-22 holding as of filing | Bacci Timothy P Director, Officer (CEO), 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 8,000 owned after | $3.46 exercise price | 2014-12-22 | |
| 2014-12-22 holding as of filing | Bacci Timothy P Director, Officer (CEO), 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 18,000 owned after | $3.56 exercise price | 2014-12-22 | |
| 2014-12-22 holding as of filing | Bacci Timothy P Director, Officer (CEO), 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 23,000 owned after | $2.90 exercise price | 2014-12-22 | |
| 2014-12-22 holding as of filing | Bacci Timothy P Director, Officer (CEO), 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 30,500 owned after | $1.92 exercise price | 2014-12-22 | |
| 2014-12-22 holding as of filing | Bacci Timothy P Director, Officer (CEO), 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 43,000 owned after | $1.40 exercise price | 2014-12-22 | |
| 2014-12-10 | Bacci Timothy P Director, Officer (CEO), 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +655,378 698,378 owned after | $0.72 | 2014-12-22 | |
| 2014-11-28 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 4,000 owned after | $6.25 exercise price | 2014-11-28 | |
| 2014-11-28 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 9,000 owned after | $6.40 exercise price | 2014-11-28 | |
| 2014-11-28 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 15,500 owned after | $2.60 exercise price | 2014-11-28 | |
| 2014-11-28 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 25,500 owned after | $3.56 exercise price | 2014-11-28 | |
| 2014-11-28 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 30,500 owned after | $2.90 exercise price | 2014-11-28 | |
| 2014-11-28 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 38,000 owned after | $1.92 exercise price | 2014-11-28 | |
| 2014-11-28 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 50,500 owned after | $1.40 exercise price | 2014-11-28 | |
| 2014-10-01 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 7,000 owned after | $2.10 exercise price | 2014-10-01 | |
| 2014-10-01 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 9,000 owned after | $2.55 exercise price | 2014-10-01 | |
| 2014-10-01 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 14,000 owned after | $6.40 exercise price | 2014-10-01 | |
| 2014-10-01 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 20,500 owned after | $2.60 exercise price | 2014-10-01 | |
| 2014-10-01 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 30,500 owned after | $3.56 exercise price | 2014-10-01 | |
| 2014-10-01 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 35,500 owned after | $2.90 exercise price | 2014-10-01 | |
| 2014-10-01 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 43,000 owned after | $1.92 exercise price | 2014-10-01 | |
| 2014-10-01 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 55,500 owned after | $1.40 exercise price | 2014-10-01 | |
| 2014-09-04 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 4,000 owned after | $6.25 exercise price | 2014-09-04 | |
| 2014-09-04 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 9,000 owned after | $6.40 exercise price | 2014-09-04 | |
| 2014-09-04 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 15,500 owned after | $2.60 exercise price | 2014-09-04 | |
| 2014-09-04 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 25,500 owned after | $3.56 exercise price | 2014-09-04 | |
| 2014-09-04 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 30,500 owned after | $2.90 exercise price | 2014-09-04 | |
| 2014-09-04 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 38,000 owned after | $1.92 exercise price | 2014-09-04 | |
| 2014-09-04 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 50,500 owned after | $1.40 exercise price | 2014-09-04 | |
| 2014-06-02 holding as of filing | Conner Susan K Officer (CFO) | 4 | Stock Option Derivative · Direct | Holding | 150,000 owned after | $1.10 exercise price | 2014-06-02 | |
| 2014-05-28 | Conner Susan K Officer (CFO) | 4 | Stock Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +81,922 231,922 owned after | $1.28 | 2014-06-02 | |
| 2014-04-15 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 4,000 owned after | $6.25 exercise price | 2014-04-15 | |
| 2014-04-15 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2014-04-15 | |
| 2014-04-15 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $2.60 exercise price | 2014-04-15 | |
| 2014-04-15 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2014-04-15 | |
| 2014-04-15 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $2.90 exercise price | 2014-04-15 | |
| 2014-04-15 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $1.92 exercise price | 2014-04-15 | |
| 2014-04-15 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 12,500 owned after | $1.40 exercise price | 2014-04-15 | |
| 2014-01-02 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $1.80 exercise price | 2014-01-02 | |
| 2014-01-02 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $2.55 exercise price | 2014-01-02 | |
| 2014-01-02 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2014-01-02 | |
| 2014-01-02 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $2.60 exercise price | 2014-01-02 | |
| 2014-01-02 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2014-01-02 | |
| 2014-01-02 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $2.90 exercise price | 2014-01-02 | |
| 2014-01-02 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $1.92 exercise price | 2014-01-02 | |
| 2014-01-02 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 12,500 owned after | $1.40 exercise price | 2014-01-02 |