DAEGIS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 125 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-05-02: Reporting owner BROOKS RICHARD M; Form 4; Security Stock Option; Transaction Holding.
- 2012-05-02: Reporting owner BROOKS RICHARD M; Form 4; Security Stock Option; Transaction Holding.
- 2012-05-02: Reporting owner BROOKS RICHARD M; Form 4; Security Stock Option; Transaction Holding.
- 2012-05-02: Reporting owner BROOKS RICHARD M; Form 4; Security Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-05-02 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $2.55 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $2.60 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $2.90 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $1.92 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $2.75 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.05 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 35,000 owned after | $2.10 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.55 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $2.60 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $2.90 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $1.92 exercise price | 2012-05-02 | |
| 2012-05-01 | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 12,500 owned after | $1.40 | 2013-12-20 | |
| 2012-05-01 | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.40 | 2012-05-03 | |
| 2012-05-01 | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.40 | 2012-05-03 | |
| 2012-05-01 | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.40 | 2012-05-03 | |
| 2012-05-01 | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $1.40 | 2012-05-03 | |
| 2012-05-01 | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 12,500 owned after | $1.40 | 2012-05-02 | |
| 2012-05-01 | Bacci Timothy P Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $1.40 | 2012-05-02 | |
| 2012-05-01 | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 12,500 owned after | $1.40 | 2012-05-02 | |
| 2012-05-01 | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $1.40 | 2012-05-02 | |
| 2012-05-01 | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $1.40 | 2012-05-02 |