DAEGIS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 248 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-07-06: Reporting owner WILLE TODD; Form 4; Security Stock Option; Transaction Holding.
- 2011-07-06: Reporting owner WILLE TODD; Form 4; Security Stock Option; Transaction Holding.
- 2011-07-06: Reporting owner WILLE TODD; Form 4; Security Stock Option; Transaction Holding.
- 2011-07-06: Reporting owner WILLE TODD; Form 4; Security Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-07-06 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 87,500 owned after | $2.60 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 63,750 owned after | $3.56 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 21,250 owned after | $3.56 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 66,000 owned after | $2.90 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $1.80 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $2.55 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $2.60 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $2.90 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | Bacci Timothy P Director | 4 | Stock Option Derivative · Direct | Holding | 8,000 owned after | $3.46 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | Bacci Timothy P Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | Bacci Timothy P Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $2.90 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $1.25 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $1.30 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $0.55 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.30 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 12,000 owned after | $6.40 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 22,500 owned after | $2.60 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 22,500 owned after | $3.56 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $3.56 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 9,000 owned after | $2.90 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.75 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $2.05 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $2.55 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $2.60 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $2.90 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $1.30 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $2.75 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $3.35 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 3,000 owned after | $4.70 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 200 owned after | $2.05 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 1,200 owned after | $2.05 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $1.10 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 3,000 owned after | $2.55 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 12,000 owned after | $2.55 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $5.20 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $6.40 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 12,000 owned after | $6.40 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 37,500 owned after | $2.60 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $3.56 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 22,000 owned after | $2.90 exercise price | 2011-07-06 | |
| 2011-07-06 holding as of filing | Holt Judson Officer (Sr Vice President) | 4 | Stock Option Derivative · Direct | Holding | 21,000 owned after | $2.90 exercise price | 2011-07-06 | |
| 2011-07-01 | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $1.92 | 2011-07-06 | |
| 2011-07-01 | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,375 30,375 owned after | $1.92 | 2011-07-06 | |
| 2011-07-01 | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,125 10,125 owned after | $1.92 | 2011-07-06 | |
| 2011-07-01 | Jensen Kurt A Officer (Chief Operating Officer), 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,250 44,250 owned after | $1.92 | 2011-07-06 | |
| 2011-07-01 | Jensen Kurt A Officer (Chief Operating Officer), 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,750 14,750 owned after | $1.92 | 2011-07-06 | |
| 2011-07-01 | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $1.92 | 2011-07-06 | |
| 2011-07-01 | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,250 74,250 owned after | $1.92 | 2011-07-06 | |
| 2011-07-01 | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,750 24,750 owned after | $1.92 | 2011-07-06 | |
| 2011-07-01 | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $1.92 | 2011-07-06 | |
| 2011-07-01 | Bacci Timothy P Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $1.92 | 2011-07-06 | |
| 2011-07-01 | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,125 10,125 owned after | $1.92 | 2011-07-06 | |
| 2011-07-01 | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,375 3,375 owned after | $1.92 | 2011-07-06 | |
| 2011-07-01 | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $1.92 | 2011-07-06 | |
| 2011-07-01 | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $1.92 | 2011-07-06 | |
| 2011-07-01 | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $1.92 | 2011-07-06 | |
| 2011-07-01 | Holt Judson Officer (Sr Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $1.92 | 2011-07-06 | |
| 2011-07-01 | Holt Judson Officer (Sr Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $1.92 | 2011-07-06 | |
| 2011-05-13 holding as of filing | Holt Judson Officer (Sr. VP, CS and Operations) | 3 | Stock Option Derivative · Direct | Holding | $2.90 exercise price | 2011-05-13 | ||
| 2011-05-04 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $1.25 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $1.30 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $0.55 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.30 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 12,000 owned after | $6.40 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 22,500 owned after | $2.60 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $2.60 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 22,500 owned after | $3.56 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $3.56 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $7.50 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $7.60 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $2.75 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.05 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 35,000 owned after | $2.10 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.55 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $2.60 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.56 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $1.85 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 12,000 owned after | $2.55 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 6,000 owned after | $5.20 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $6.40 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 22,000 owned after | $6.40 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 35,000 owned after | $2.60 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.60 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $1.30 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $2.75 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $3.35 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 3,000 owned after | $4.70 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 200 owned after | $2.05 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 1,200 owned after | $2.05 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $1.10 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 3,000 owned after | $2.55 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 12,000 owned after | $2.55 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $5.20 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | George Duane V Officer (VP of Product Dev't and CTO) | 4 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $6.40 exercise price | 2011-05-04 |