DAEGIS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 72 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-08-26: Reporting owner Bacci Timothy P; Form 3; Security Stock Option; Transaction Holding.
- 2009-05-07: Reporting owner WILLE TODD; Form 4; Security Stock Option; Transaction Holding.
- 2009-05-07: Reporting owner WILLE TODD; Form 4; Security Stock Option; Transaction Holding.
- 2009-05-07: Reporting owner WILLE TODD; Form 4; Security Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-08-26 holding as of filing | Bacci Timothy P Director | 3 | Stock Option Derivative · Direct | Holding | $3.46 exercise price | 2009-08-26 | ||
| 2009-05-07 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $1.25 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $2.80 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $2.75 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $2.55 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.55 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 60,000 owned after | $5.20 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $6.40 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $6.40 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 4,000 owned after | $6.25 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $1.80 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $2.55 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $1.20 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.55 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | Holding | 6,000 owned after | $5.20 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | Holding | 25,000 owned after | $6.40 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $6.40 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | George Duane V Officer (VP of Product Devt. and CTO) | 4 | Stock Option Derivative · Direct | Holding | 1,200 owned after | $29.38 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | George Duane V Officer (VP of Product Devt. and CTO) | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $1.30 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | George Duane V Officer (VP of Product Devt. and CTO) | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $2.75 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | George Duane V Officer (VP of Product Devt. and CTO) | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $3.35 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | George Duane V Officer (VP of Product Devt. and CTO) | 4 | Stock Option Derivative · Direct | Holding | 3,000 owned after | $4.70 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | George Duane V Officer (VP of Product Devt. and CTO) | 4 | Stock Option Derivative · Direct | Holding | 200 owned after | $2.05 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | George Duane V Officer (VP of Product Devt. and CTO) | 4 | Stock Option Derivative · Direct | Holding | 1,200 owned after | $2.05 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | George Duane V Officer (VP of Product Devt. and CTO) | 4 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $1.10 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | George Duane V Officer (VP of Product Devt. and CTO) | 4 | Stock Option Derivative · Direct | Holding | 3,000 owned after | $2.55 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | George Duane V Officer (VP of Product Devt. and CTO) | 4 | Stock Option Derivative · Direct | Holding | 12,000 owned after | $2.55 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | George Duane V Officer (VP of Product Devt. and CTO) | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $5.20 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | George Duane V Officer (VP of Product Devt. and CTO) | 4 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $6.40 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | George Duane V Officer (VP of Product Devt. and CTO) | 4 | Stock Option Derivative · Direct | Holding | 12,000 owned after | $6.40 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.90 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $25.80 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $1.25 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $1.30 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $0.55 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.30 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | Holding | 12,000 owned after | $6.40 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.75 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $2.05 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $2.55 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $1.85 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 12,000 owned after | $2.55 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 6,000 owned after | $5.20 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $6.40 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | Holding | 22,000 owned after | $6.40 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $7.50 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $7.60 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $2.75 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.05 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 35,000 owned after | $2.10 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.55 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | MAJTELES ROBERT J Director | 4 | Stock Option Derivative · Direct | Holding | 2,000 owned after | $2.55 exercise price | 2009-05-07 | |
| 2009-05-07 holding as of filing | MAJTELES ROBERT J Director | 4 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $6.40 exercise price | 2009-05-07 | |
| 2009-05-05 | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +87,500 87,500 owned after | $2.60 | 2009-05-07 | |
| 2009-05-05 | WILLE TODD Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $2.60 | 2009-05-07 | |
| 2009-05-05 | Bozeman Robert Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $2.60 | 2009-05-07 | |
| 2009-05-05 | BROOKS RICHARD M Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $2.60 | 2009-05-07 | |
| 2009-05-05 | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,500 52,500 owned after | $2.60 | 2009-05-07 | |
| 2009-05-05 | Bygraves Mark Officer (General Manager) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $2.60 | 2009-05-07 | |
| 2009-05-05 | George Duane V Officer (VP of Product Devt. and CTO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $2.60 | 2009-05-07 | |
| 2009-05-05 | George Duane V Officer (VP of Product Devt. and CTO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $2.60 | 2009-05-07 | |
| 2009-05-05 | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $2.60 | 2009-05-07 | |
| 2009-05-05 | VERARDI FRANK Officer (General Manager, DDP) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $2.60 | 2009-05-07 | |
| 2009-05-05 | LARREW TERRY Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $2.60 | 2009-05-07 | |
| 2009-05-05 | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $2.60 | 2009-05-07 | |
| 2009-05-05 | Bonham Steven D Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.60 | 2009-05-07 | |
| 2009-05-05 | WHITEMAN STEVEN Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $2.60 | 2009-05-07 | |
| 2009-05-05 | MAJTELES ROBERT J Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $2.60 | 2009-05-07 |