CAVIUM, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-10: Reporting owner Pangrazio Vincent P; Form 4; Security Stock option right to buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-08-21: Reporting owner Hussain Muhammad Raghib; Form 4; Security Stock option right to buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-05-16: Reporting owner Pangrazio Vincent P; Form 4; Security STock option right to buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-03-14: Reporting owner Pangrazio Vincent P; Form 4; Security Stock option right to buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-10 | Pangrazio Vincent P Officer (SVP,Gen. Counsel & Secretary) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $37.22 exercise price | 2017-11-13 | |
| 2017-08-21 | Hussain Muhammad Raghib Officer (Chief Operating Officer) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 10,000 owned after | $37.63 exercise price | 2017-08-21 | |
| 2017-05-16 | Pangrazio Vincent P Officer (SVP,Gen. Counsel & Secretary) | 4 | STock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 15,000 owned after | $35.73 exercise price | 2017-05-18 | |
| 2017-03-14 | Pangrazio Vincent P Officer (SVP,Gen. Counsel & Secretary) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 15,000 owned after | $37.22 exercise price | 2017-03-16 | |
| 2017-03-01 | Pangrazio Vincent P Officer (SVP,Gen. Counsel & Secretary) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 30,000 owned after | $37.22 exercise price | 2017-03-03 | |
| 2017-02-22 | MEHROTRA SANJAY Director | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $25.17 exercise price | 2017-02-24 | |
| 2017-02-10 | CHADWICK ARTHUR D Officer (VP Finance & Admin CFO) | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,344 20,344 owned after | $65.80 exercise price | 2017-02-13 | |
| 2017-02-10 | Hussain Muhammad Raghib Officer (Chief Operating Officer) | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,762 28,762 owned after | $65.80 exercise price | 2017-02-13 | |
| 2017-02-10 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,345 15,345 owned after | $65.80 exercise price | 2017-02-13 | |
| 2017-02-10 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,359 44,359 owned after | $65.80 exercise price | 2017-02-13 | |
| 2017-02-10 | Pangrazio Vincent P Officer (SVP,Gen. Counsel & Secretary) | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,464 11,464 owned after | $65.80 exercise price | 2017-02-13 | |
| 2017-02-06 | THORNLEY ANTHONY S Director | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $25.17 exercise price | 2017-02-07 | |
| 2017-01-04 | Hussain Muhammad Raghib Officer (Chief Operating Officer) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 0 owned after | $24.16 exercise price | 2017-01-06 |