CAVIUM, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2011-03-14: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-03-04; Total offering amount $34,999,964.
- 2009-12-22: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2009-12-14; Total offering amount $33,740,226.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2011-03-14 | Rule 506 | Equity | 2011-03-04 | $34,999,964 | $34,999,964 | $0 | 1 |
| 2009-12-22 | Rule 506 | Equity | 2009-12-14 | $33,740,226 | $33,739,230 | $996 | 32 |