CAVIUM, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-18: Reporting owner MEHROTRA SANJAY; Form 4; Security Stock option right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-18: Reporting owner REDDY C N; Form 4; Security Stock option right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-18: Reporting owner Rajan Madjav; Form 4; Security Stock option right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-18: Reporting owner THORNLEY ANTHONY S; Form 4; Security Stock option right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-18 | MEHROTRA SANJAY Director | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $76.38 exercise price | 2015-06-22 | |
| 2015-06-18 | REDDY C N Director | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $76.38 exercise price | 2015-06-22 | |
| 2015-06-18 | Rajan Madjav Director | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $76.38 exercise price | 2015-06-22 | |
| 2015-06-18 | THORNLEY ANTHONY S Director | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $76.38 exercise price | 2015-06-22 | |
| 2015-03-12 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,406 0 owned after | $14.80 exercise price | 2015-03-13 | |
| 2015-03-11 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −131,594 43,406 owned after | $14.80 exercise price | 2015-03-13 | |
| 2015-03-10 | THORNLEY ANTHONY S Director | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $17.76 exercise price | 2015-03-12 | |
| 2015-02-19 | THORNLEY ANTHONY S Director | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 0 owned after | $8.52 exercise price | 2015-02-23 | |
| 2015-02-16 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,682 6,682 owned after | $62.86 exercise price | 2015-02-18 | |
| 2015-02-16 | CHADWICK ARTHUR D Officer (VP Finance & Admin CFO) | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,636 7,636 owned after | $62.86 exercise price | 2015-02-18 | |
| 2015-02-16 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,466 32,466 owned after | $62.86 exercise price | 2015-02-18 | |
| 2015-02-16 | Pangrazio Vincent P Officer (SVP,Gen. Counsel & Secretary) | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,250 5,250 owned after | $62.86 exercise price | 2015-02-18 | |
| 2015-02-02 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,706 29,150 owned after | $36.93 exercise price | 2015-02-02 | |
| 2015-01-30 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,144 32,856 owned after | $36.57 exercise price | 2015-02-02 |