CAVIUM, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-13: Reporting owner Khemani Rajiv; Form 4; Security Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-13: Reporting owner Khemani Rajiv; Form 4; Security Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-08: Reporting owner Khemani Rajiv; Form 4; Security Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-08: Reporting owner Khemani Rajiv; Form 4; Security Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-13 | Khemani Rajiv Officer (VP Marketing and Sales) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,042 29,167 owned after | $3.04 exercise price | 2007-12-17 | |
| 2007-12-13 | Khemani Rajiv Officer (VP Marketing and Sales) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +833 33,334 owned after | $3.04 exercise price | 2007-12-17 | |
| 2007-11-08 | Khemani Rajiv Officer (VP of Marketing and Sales) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,791 30,209 owned after | $3.04 exercise price | 2007-11-09 | |
| 2007-11-08 | Khemani Rajiv Officer (VP of Marketing and Sales) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,833 34,167 owned after | $3.04 exercise price | 2007-11-09 | |
| 2007-11-08 | Khemani Rajiv Officer (VP of Marketing and Sales) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,583 417 owned after | $5.42 exercise price | 2007-11-09 | |
| 2007-05-01 holding as of filing | Ali Syed Director, Officer (President & CEO) | 3 | Stock Option Right to Buy Derivative · Direct | Holding | $1.02 exercise price | 2007-05-01 | ||
| 2007-05-01 holding as of filing | Ali Syed Director, Officer (President & CEO) | 3 | Stock Option Right to Buy Derivative · Direct | Holding | $3.04 exercise price | 2007-05-01 | ||
| 2007-05-01 holding as of filing | Ali Syed Director, Officer (President & CEO) | 3 | Stock Option Right to Buy Derivative · Direct | Holding | $3.04 exercise price | 2007-05-01 | ||
| 2007-05-01 holding as of filing | THORNLEY ANTHONY S Director | 3 | Stock Option Right to Buy Derivative · Direct | Holding | $8.52 exercise price | 2007-05-01 | ||
| 2007-05-01 holding as of filing | Khemani Rajiv Officer (VP Marketing & Sales) | 3 | Stock Option Right to Buy Derivative · Direct | Holding | $3.04 exercise price | 2007-05-01 | ||
| 2007-05-01 holding as of filing | Khemani Rajiv Officer (VP Marketing & Sales) | 3 | Stock Option Right to Buy Derivative · Direct | Holding | $3.04 exercise price | 2007-05-01 | ||
| 2007-05-01 holding as of filing | Khemani Rajiv Officer (VP Marketing & Sales) | 3 | Stock Option Right to Buy Derivative · Direct | Holding | $5.42 exercise price | 2007-05-01 | ||
| 2007-05-01 holding as of filing | CHELLAM KRIS Director | 3 | Stock Option Right to Buy Derivative · Direct | Holding | $5.42 exercise price | 2007-05-01 | ||
| 2007-05-01 holding as of filing | Jain Anil Kumar Officer (VP IC Engineering) | 3 | Stock Option Right to Buy Derivative · Direct | Holding | $1.02 exercise price | 2007-05-01 | ||
| 2007-05-01 holding as of filing | Jain Anil Kumar Officer (VP IC Engineering) | 3 | Stock Option Right to Buy Derivative · Direct | Holding | $3.04 exercise price | 2007-05-01 | ||
| 2007-05-01 holding as of filing | Jain Anil Kumar Officer (VP IC Engineering) | 3 | Stock Option Right to Buy Derivative · Direct | Holding | $3.04 exercise price | 2007-05-01 |