CAVIUM, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-01: Reporting owner Khemani Rajiv; Form 4; Security Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-08-09: Reporting owner Khemani Rajiv; Form 4; Security Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-06-08: Reporting owner THORNLEY ANTHONY S; Form 4; Security Stock Option Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-06-08: Reporting owner REDDY C N; Form 4; Security Stock Option Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-01 | Khemani Rajiv Officer (Chief Operating Officer) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 48,667 owned after | $10.32 exercise price | 2012-11-05 | |
| 2012-08-09 | Khemani Rajiv Officer (Chief Operating Officer) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 58,667 owned after | $8.11 exercise price | 2012-08-10 | |
| 2012-06-08 | THORNLEY ANTHONY S Director | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $25.99 exercise price | 2012-06-15 | |
| 2012-06-08 | REDDY C N Director | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $25.99 exercise price | 2012-06-15 | |
| 2012-06-08 | Pantuso Anthony Director | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $25.99 exercise price | 2012-06-15 | |
| 2012-06-08 | MEHROTRA SANJAY Director | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $25.99 exercise price | 2012-06-15 | |
| 2012-02-24 | Pangrazio Vincent P Officer (SVP & General Counsel) | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $35.73 exercise price | 2012-02-28 | |
| 2012-02-24 | Khemani Rajiv Officer (Chief Operating Officer) | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $35.73 exercise price | 2012-02-28 | |
| 2012-02-24 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $35.73 exercise price | 2012-02-28 | |
| 2012-02-24 | CHADWICK ARTHUR D Officer (VP Finance & Admin CFO) | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $35.73 exercise price | 2012-02-28 | |
| 2012-02-24 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 28,000 owned after | $35.73 exercise price | 2012-02-28 |