CAVIUM, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-07-06: Reporting owner MEHROTRA SANJAY; Form 4; Security Stock Option Right to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-07-06: Reporting owner MEHROTRA SANJAY; Form 4; Security Stock Option Right to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-07-06: Reporting owner MEHROTRA SANJAY; Form 4; Security Stock Option Right to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-07-06: Reporting owner MEHROTRA SANJAY; Form 4; Security Stock Option Right to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-07-06 | MEHROTRA SANJAY Director | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,000 0 owned after | $25.99 exercise price | 2018-07-09 | |
| 2018-07-06 | MEHROTRA SANJAY Director | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,000 0 owned after | $33.44 exercise price | 2018-07-09 | |
| 2018-07-06 | MEHROTRA SANJAY Director | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $50.83 exercise price | 2018-07-09 | |
| 2018-07-06 | MEHROTRA SANJAY Director | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $76.38 exercise price | 2018-07-09 | |
| 2018-07-06 | Ali Syed Director, Officer (Pres., CEO, Chairman of Board) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | $35.73 exercise price | 2018-07-06 | |
| 2018-07-06 | Ali Syed Director, Officer (Pres., CEO, Chairman of Board) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $37.63 exercise price | 2018-07-06 | |
| 2018-07-06 | Ali Syed Director, Officer (Pres., CEO, Chairman of Board) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,000 0 owned after | $37.83 exercise price | 2018-07-06 | |
| 2018-07-06 | Ali Syed Director, Officer (Pres., CEO, Chairman of Board) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −32,466 0 owned after | $62.86 exercise price | 2018-07-06 | |
| 2018-07-06 | Ali Syed Director, Officer (Pres., CEO, Chairman of Board) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −55,607 0 owned after | $48.88 exercise price | 2018-07-06 | |
| 2018-07-06 | Ali Syed Director, Officer (Pres., CEO, Chairman of Board) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −44,359 0 owned after | $65.80 exercise price | 2018-07-06 | |
| 2018-07-06 | Hussain Muhammad Raghib Officer (Chief Operating Officer) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $37.63 exercise price | 2018-07-06 | |
| 2018-07-06 | Hussain Muhammad Raghib Officer (Chief Operating Officer) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $37.83 exercise price | 2018-07-06 | |
| 2018-07-06 | Hussain Muhammad Raghib Officer (Chief Operating Officer) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,886 0 owned after | $62.86 exercise price | 2018-07-06 | |
| 2018-07-06 | Hussain Muhammad Raghib Officer (Chief Operating Officer) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,181 0 owned after | $48.88 exercise price | 2018-07-06 | |
| 2018-07-06 | Hussain Muhammad Raghib Officer (Chief Operating Officer) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,762 0 owned after | $65.80 exercise price | 2018-07-06 | |
| 2018-07-06 | CHADWICK ARTHUR D Officer (VP Finance & Admin CFO) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $37.83 exercise price | 2018-07-06 | |
| 2018-07-06 | CHADWICK ARTHUR D Officer (VP Finance & Admin CFO) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,636 0 owned after | $62.86 exercise price | 2018-07-06 | |
| 2018-07-06 | CHADWICK ARTHUR D Officer (VP Finance & Admin CFO) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,900 0 owned after | $48.88 exercise price | 2018-07-06 | |
| 2018-07-06 | CHADWICK ARTHUR D Officer (VP Finance & Admin CFO) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,344 0 owned after | $65.80 exercise price | 2018-07-06 | |
| 2018-07-06 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,187 0 owned after | $35.73 exercise price | 2018-07-06 | |
| 2018-07-06 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,171 0 owned after | $37.63 exercise price | 2018-07-06 | |
| 2018-07-06 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,480 0 owned after | $37.83 exercise price | 2018-07-06 | |
| 2018-07-06 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,682 0 owned after | $62.86 exercise price | 2018-07-06 | |
| 2018-07-06 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,311 0 owned after | $48.88 exercise price | 2018-07-06 | |
| 2018-07-06 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,345 0 owned after | $65.80 exercise price | 2018-07-06 | |
| 2018-07-06 | Pangrazio Vincent P Officer (SVP, Gen. Counsel & Secretary) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,250 0 owned after | $62.86 exercise price | 2018-07-06 | |
| 2018-07-06 | Pangrazio Vincent P Officer (SVP, Gen. Counsel & Secretary) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,365 0 owned after | $48.88 exercise price | 2018-07-06 | |
| 2018-07-06 | Pangrazio Vincent P Officer (SVP, Gen. Counsel & Secretary) | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,464 0 owned after | $65.80 exercise price | 2018-07-06 | |
| 2018-07-06 | THORNLEY ANTHONY S Director | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,000 0 owned after | $25.99 exercise price | 2018-07-06 | |
| 2018-07-06 | THORNLEY ANTHONY S Director | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,000 0 owned after | $33.44 exercise price | 2018-07-06 | |
| 2018-07-06 | THORNLEY ANTHONY S Director | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $50.83 exercise price | 2018-07-06 | |
| 2018-07-06 | THORNLEY ANTHONY S Director | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $76.38 exercise price | 2018-07-06 | |
| 2018-07-06 | Rajan Madhav Director | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $37.63 exercise price | 2018-07-06 | |
| 2018-07-06 | Rajan Madhav Director | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $50.83 exercise price | 2018-07-06 | |
| 2018-07-06 | Rajan Madhav Director | 4 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $76.38 exercise price | 2018-07-06 | |
| 2018-03-09 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,397 2,187 owned after | $35.73 exercise price | 2018-03-13 | |
| 2018-03-09 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,747 5,171 owned after | $37.63 exercise price | 2018-03-13 | |
| 2018-03-09 | MEHROTRA SANJAY Director | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $42.01 exercise price | 2018-03-13 | |
| 2018-03-08 | Pangrazio Vincent P Officer (SVP,Gen. Counsel & Secretary) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,363 0 owned after | $37.63 exercise price | 2018-03-09 | |
| 2018-03-08 | Pangrazio Vincent P Officer (SVP,Gen. Counsel & Secretary) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $37.83 exercise price | 2018-03-09 | |
| 2018-03-02 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 0 owned after | $37.22 exercise price | 2018-03-06 | |
| 2018-02-27 | Pangrazio Vincent P Officer (SVP,Gen. Counsel & Secretary) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 6,000 owned after | $37.83 exercise price | 2018-03-01 | |
| 2018-02-27 | Pangrazio Vincent P Officer (SVP,Gen. Counsel & Secretary) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,637 11,363 owned after | $37.63 exercise price | 2018-03-01 | |
| 2018-02-20 | THORNLEY ANTHONY S Director | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $42.01 exercise price | 2018-02-21 | |
| 2018-02-20 | CHADWICK ARTHUR D Officer (VP Finance & Admin CFO) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,596 1,000 owned after | $37.83 exercise price | 2018-02-21 | |
| 2018-02-20 | CHADWICK ARTHUR D Officer (VP Finance & Admin CFO) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,000 0 owned after | $37.63 exercise price | 2018-02-21 | |
| 2018-02-16 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,168 0 owned after | $37.22 exercise price | 2018-02-21 | |
| 2018-02-16 | CHADWICK ARTHUR D Officer (VP Finance & Admin CFO) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $37.22 exercise price | 2018-02-21 | |
| 2018-02-16 | CHADWICK ARTHUR D Officer (VP Finance & Admin CFO) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $35.73 exercise price | 2018-02-21 | |
| 2018-02-16 | CHADWICK ARTHUR D Officer (VP Finance & Admin CFO) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,404 3,596 owned after | $37.83 exercise price | 2018-02-21 |