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CAVIUM, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

CAVIUM, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2016-01-30: Reporting owner Jain Anil Kumar; Form 4; Security Restricted stock units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2016-01-30: Reporting owner CHADWICK ARTHUR D; Form 4; Security Restricted stock units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2016-01-30: Reporting owner Ali Syed; Form 4; Security Restricted stock units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2016-01-30: Reporting owner Pangrazio Vincent P; Form 4; Security Restricted stock units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2016-01-30Jain Anil Kumar
Officer (Corporate VP, IC Engineering)
4Restricted stock units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,000
0 owned after
$0.002016-02-02
2016-01-30CHADWICK ARTHUR D
Officer (VP Finance & Admin CFO)
4Restricted stock units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,750
0 owned after
$0.002016-02-02
2016-01-30Ali Syed
Director, Officer (Pres., CEO, Chairman of board)
4Restricted stock units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−12,500
0 owned after
$0.002016-02-02
2016-01-30Pangrazio Vincent P
Officer (SVP,Gen. Counsel & Secretary)
4Restricted stock units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−938
0 owned after
$0.002016-02-02