CAVIUM, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-13: Reporting owner REDDY C N; Form 4; Security Stock option right to buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-21: Reporting owner Ali Syed; Form 4; Security Stock option right to buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-07-26: Reporting owner Hussain Muhammad Raghib; Form 3; Security Stock option (Right to Buy); Transaction Holding.
- 2016-07-26: Reporting owner Hussain Muhammad Raghib; Form 3; Security Stock option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-13 | REDDY C N Director | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $25.17 exercise price | 2016-12-15 | |
| 2016-11-21 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $24.16 exercise price | 2016-11-23 | |
| 2016-07-26 holding as of filing | Hussain Muhammad Raghib Officer (Chief Operating Officer) | 3 | Stock option (Right to Buy) Derivative · Direct | Holding | $24.16 exercise price | 2016-07-26 | ||
| 2016-07-26 holding as of filing | Hussain Muhammad Raghib Officer (Chief Operating Officer) | 3 | Stock option (Right to Buy) Derivative · Direct | Holding | $37.63 exercise price | 2016-07-26 | ||
| 2016-07-26 holding as of filing | Hussain Muhammad Raghib Officer (Chief Operating Officer) | 3 | Stock option (Right to Buy) Derivative · Direct | Holding | $37.83 exercise price | 2016-07-26 | ||
| 2016-07-26 holding as of filing | Hussain Muhammad Raghib Officer (Chief Operating Officer) | 3 | Stock option (Right to Buy) Derivative · Direct | Holding | $62.86 exercise price | 2016-07-26 | ||
| 2016-07-26 holding as of filing | Hussain Muhammad Raghib Officer (Chief Operating Officer) | 3 | Stock option (Right to Buy) Derivative · Direct | Holding | $48.88 exercise price | 2016-07-26 | ||
| 2016-06-16 | MEHROTRA SANJAY Director | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $19.01 exercise price | 2016-06-17 | |
| 2016-02-17 | THORNLEY ANTHONY S Director | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $13.50 exercise price | 2016-02-19 | |
| 2016-02-11 | Pangrazio Vincent P Officer (SVP,Gen. Counsel & Secretary) | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,365 15,365 owned after | $48.88 exercise price | 2016-02-12 | |
| 2016-02-11 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,311 19,311 owned after | $48.88 exercise price | 2016-02-12 | |
| 2016-02-11 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,607 55,607 owned after | $48.88 exercise price | 2016-02-12 | |
| 2016-02-11 | CHADWICK ARTHUR D Officer (VP Finance & Admin CFO) | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,900 21,900 owned after | $48.88 exercise price | 2016-02-12 | |
| 2016-02-08 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,994 0 owned after | $3.04 exercise price | 2016-02-08 | |
| 2016-02-05 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −172,270 0 owned after | $3.04 exercise price | 2016-02-08 | |
| 2016-02-05 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,006 125,994 owned after | $3.04 exercise price | 2016-02-08 | |
| 2016-02-04 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300,000 0 owned after | $10.32 exercise price | 2016-02-08 | |
| 2016-02-04 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,730 171,270 owned after | $3.04 exercise price | 2016-02-08 |