CAVIUM, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-06-03: Reporting owner MEHROTRA SANJAY; Form 4; Security Stock Option Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-03: Reporting owner THORNLEY ANTHONY S; Form 4; Security Stock Option Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-03: Reporting owner Pantuso Anthony; Form 4; Security Stock Option Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-03: Reporting owner REDDY C N; Form 4; Security Stock Option Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-06-03 | MEHROTRA SANJAY Director | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 75,000 owned after | $42.01 exercise price | 2011-06-07 | |
| 2011-06-03 | THORNLEY ANTHONY S Director | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 53,125 owned after | $42.01 exercise price | 2011-06-07 | |
| 2011-06-03 | Pantuso Anthony Director | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 50,000 owned after | $42.01 exercise price | 2011-06-07 | |
| 2011-06-03 | REDDY C N Director | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 50,000 owned after | $42.01 exercise price | 2011-06-07 | |
| 2011-05-03 | Gujral Manoj Officer (VP & GM, Broadband & Consumer) | 4/A | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 65,000 owned after | $27.33 exercise price | 2011-05-06 | |
| 2011-05-03 | Gujral Manoj Officer (VP & GM, Broadband & Consumer) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 65,000 owned after | $27.33 exercise price | 2011-05-04 | |
| 2011-05-02 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 1,150,000 owned after | $1.02 exercise price | 2011-05-04 | |
| 2011-03-10 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4/A | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 1,275,000 owned after | $37.22 exercise price | 2011-03-29 | |
| 2011-03-10 | CHADWICK ARTHUR D Officer (VP Finance & Admin CFO) | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 132,500 owned after | $37.22 exercise price | 2011-03-14 | |
| 2011-03-10 | Khemani Rajiv Officer (Chief Operating Officer) | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 225,210 owned after | $37.22 exercise price | 2011-03-14 | |
| 2011-03-10 | Gujral Manoj Officer (VP & GM, Broadband & Consumer) | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 70,000 owned after | $37.22 exercise price | 2011-03-14 | |
| 2011-03-10 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 164,250 owned after | $37.22 exercise price | 2011-03-14 | |
| 2011-03-10 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105,000 1,255,000 owned after | $37.22 exercise price | 2011-03-14 | |
| 2011-03-10 | Pangrazio Vincent P Officer (SVP & General Counsel) | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $37.22 exercise price | 2011-03-14 | |
| 2011-02-23 | CHADWICK ARTHUR D Officer (VP Finance & Admin CFO) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 102,500 owned after | $12.26 exercise price | 2011-02-24 | |
| 2011-02-22 | Khemani Rajiv Officer (Chief Operating Officer) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,895 155,210 owned after | $10.65 exercise price | 2011-02-24 | |
| 2011-02-14 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 136,250 owned after | $14.80 exercise price | 2011-02-16 | |
| 2011-02-04 | Gujral Manoj Officer (VP & GM, Broadband & Consumer) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 56,000 owned after | $27.33 exercise price | 2011-02-08 | |
| 2011-02-02 | Khemani Rajiv Officer (Chief Operating Officer) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,605 160,105 owned after | $15.47 exercise price | 2011-02-04 | |
| 2011-02-02 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 166,250 owned after | $3.04 exercise price | 2011-02-04 | |
| 2011-02-02 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 1,150,000 owned after | $1.02 exercise price | 2011-02-04 |