Basic Energy Services, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-18: Reporting owner JOHNSON S P IV; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-05-08: Reporting owner HUSEMAN KENNETH V; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-04-25: Reporting owner WEBSTER STEVEN A; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-04-25: Reporting owner WEBSTER STEVEN A; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-18 | JOHNSON S P IV Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $4.00 exercise price | 2012-12-20 | |
| 2012-05-08 | HUSEMAN KENNETH V Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,200 0 owned after | $6.98 exercise price | 2012-05-10 | |
| 2012-04-25 | WEBSTER STEVEN A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $4.00 exercise price | 2012-04-25 | |
| 2012-04-25 | WEBSTER STEVEN A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $5.16 exercise price | 2012-04-25 | |
| 2012-04-25 | WEBSTER STEVEN A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $6.98 exercise price | 2012-04-25 | |
| 2012-03-13 holding as of filing | Dame William Timothy Officer (VP Pumping and Wireline) | 3/A | Stock options (right to buy) Derivative · Direct | Holding | $26.84 exercise price | 2012-03-13 | ||
| 2012-03-12 holding as of filing | Dame William Timothy Officer (VP Pumping and Wireline) | 3 | Stock options (right to buy) Derivative · Direct | Holding | $6.98 exercise price | 2012-03-12 | ||
| 2012-03-12 holding as of filing | Dame William Timothy Officer (VP Pumping and Wireline) | 3 | Stock options (right to buy) Derivative · Direct | Holding | $26.84 exercise price | 2012-03-12 | ||
| 2012-02-21 | HUSEMAN KENNETH V Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 38,200 owned after | $6.98 exercise price | 2012-02-23 |