Basic Energy Services, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-21: Reporting owner HUSEMAN KENNETH V; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-15: Reporting owner HUSEMAN KENNETH V; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-10-27: Reporting owner HUSEMAN KENNETH V; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-09-15: Reporting owner HUSEMAN KENNETH V; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-21 | HUSEMAN KENNETH V Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 48,200 owned after | $6.98 exercise price | 2011-12-22 | |
| 2011-11-15 | HUSEMAN KENNETH V Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 58,200 owned after | $6.98 exercise price | 2011-11-16 | |
| 2011-10-27 | HUSEMAN KENNETH V Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 68,200 owned after | $6.98 exercise price | 2011-10-28 | |
| 2011-09-15 | HUSEMAN KENNETH V Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 78,200 owned after | $6.98 exercise price | 2011-09-19 | |
| 2011-08-15 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 29,750 owned after | $5.16 exercise price | 2011-08-17 | |
| 2011-08-15 | HUSEMAN KENNETH V Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 88,200 owned after | $6.98 exercise price | 2011-08-17 | |
| 2011-08-02 | WEBSTER STEVEN A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 0 owned after | $4.00 exercise price | 2011-08-04 | |
| 2011-07-22 | JOHNSON S P IV Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 0 owned after | $4.00 exercise price | 2011-07-26 | |
| 2011-07-15 | HUSEMAN KENNETH V Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,200 0 owned after | $4.00 exercise price | 2011-07-19 | |
| 2011-07-15 | HUSEMAN KENNETH V Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,800 98,200 owned after | $6.98 exercise price | 2011-07-19 | |
| 2011-07-11 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 30,750 owned after | $5.16 exercise price | 2011-07-12 | |
| 2011-06-15 | HUSEMAN KENNETH V Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 8,200 owned after | $4.00 exercise price | 2011-06-16 | |
| 2011-06-10 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 31,750 owned after | $5.16 exercise price | 2011-06-14 | |
| 2011-05-16 | HUSEMAN KENNETH V Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 18,200 owned after | $4.00 exercise price | 2011-05-18 | |
| 2011-05-10 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 32,750 owned after | $5.16 exercise price | 2011-05-11 | |
| 2011-05-04 | Fulton Robert Fullarton Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 0 owned after | $4.00 exercise price | 2011-05-12 | |
| 2011-04-29 | Tyner James E Officer (VP - Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $6.98 exercise price | 2011-05-03 | |
| 2011-04-28 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 33,750 owned after | $5.16 exercise price | 2011-04-29 | |
| 2011-04-27 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 37,500 owned after | $5.16 exercise price | 2011-04-29 | |
| 2011-04-27 | HUSEMAN KENNETH V Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 28,200 owned after | $4.00 exercise price | 2011-04-29 | |
| 2011-04-26 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 41,250 owned after | $5.16 exercise price | 2011-04-27 | |
| 2011-04-26 | HUSEMAN KENNETH V Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 78,200 owned after | $4.00 exercise price | 2011-04-27 | |
| 2011-04-15 | HUSEMAN KENNETH V Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 128,200 owned after | $4.00 exercise price | 2011-04-19 | |
| 2011-04-08 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 53,750 owned after | $5.16 exercise price | 2011-04-12 | |
| 2011-03-21 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 63,750 owned after | $5.16 exercise price | 2011-03-21 | |
| 2011-03-18 | HUSEMAN KENNETH V Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 138,200 owned after | $4.00 exercise price | 2011-03-22 | |
| 2011-03-17 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 71,250 owned after | $5.16 exercise price | 2011-03-21 |