Basic Energy Services, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-15: Reporting owner Tyner James E; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-30: Reporting owner Krenek Alan; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-29: Reporting owner Tyner James E; Form 4; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-29: Reporting owner Swift Charles W; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-15 | Tyner James E Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,700 33,800 owned after | $5.16 exercise price | 2006-12-19 | |
| 2006-11-30 | Krenek Alan Officer (VP, CFO, Treasurer & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 138,000 owned after | $5.16 exercise price | 2006-12-04 | |
| 2006-11-29 | Tyner James E Officer (Vice President) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,700 36,500 owned after | $5.16 exercise price | 2006-12-01 | |
| 2006-11-29 | Swift Charles W Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 142,225 owned after | $4.00 exercise price | 2006-11-29 | |
| 2006-11-29 | Harrison Dub W Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,900 116,225 owned after | $4.00 exercise price | 2006-11-29 | |
| 2006-11-28 | Harrison Dub W Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 120,125 owned after | $4.00 exercise price | 2006-11-29 | |
| 2006-11-27 | Harrison Dub W Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 121,225 owned after | $4.00 exercise price | 2006-11-29 | |
| 2006-11-06 | HUSEMAN KENNETH V Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 624,405 owned after | $4.00 exercise price | 2006-11-07 | |
| 2006-11-03 | Tyner James E Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 39,200 owned after | $5.16 exercise price | 2006-11-07 | |
| 2006-11-03 | HUSEMAN KENNETH V Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 625,405 owned after | $4.00 exercise price | 2006-11-07 | |
| 2006-10-27 | Tyner James E Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,900 40,000 owned after | $5.16 exercise price | 2006-10-30 | |
| 2006-09-18 | Tyner James E Officer (Vice President) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,430 41,900 owned after | $5.16 exercise price | 2006-09-19 | |
| 2006-09-15 | Tyner James E Officer (Vice President) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −270 44,330 owned after | $5.16 exercise price | 2006-09-19 | |
| 2006-09-13 | Harrison Dub W Officer (Vice President) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 123,225 owned after | $4.00 exercise price | 2006-09-15 | |
| 2006-09-08 | Krenek Alan Officer (VP, CFO, Treasurer, Secretary) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 141,500 owned after | $5.16 exercise price | 2006-09-12 | |
| 2006-08-29 | Harrison Dub W Officer (Vice President) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 126,225 owned after | $4.00 exercise price | 2006-08-30 | |
| 2006-08-28 | Krenek Alan Officer (VP, CFO, Treasurer, Secretary) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 144,000 owned after | $5.16 exercise price | 2006-08-28 | |
| 2006-08-15 | Tyner James E Officer (Vice President) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,700 44,600 owned after | $5.16 exercise price | 2006-08-16 | |
| 2006-07-17 | Tyner James E Officer (Vice President) | 4 | Stock option (right to buy( Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,700 47,300 owned after | $5.16 exercise price | 2006-07-19 | |
| 2006-07-05 | Harrison Dub W Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 131,225 owned after | $4.00 exercise price | 2006-07-07 | |
| 2006-07-03 | Swift Charles W Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 152,225 owned after | $4.00 exercise price | 2006-07-06 | |
| 2006-06-07 | Harrison Dub W Officer (Vice President) | 4/A | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 136,225 owned after | $4.00 exercise price | 2006-06-30 | |
| 2006-03-21 | Carter James J Officer (EVP, Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −148,720 30,000 owned after | $4.00 exercise price | 2006-03-23 | |
| 2006-03-15 | JOHNSON S P IV Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 97,500 owned after | $26.84 exercise price | 2006-03-27 | |
| 2006-03-15 | DAgostino James Samuel Jr Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 77,500 owned after | $26.84 exercise price | 2006-03-27 | |
| 2006-03-15 | WOMMACK H H III Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 97,500 owned after | $26.84 exercise price | 2006-03-27 | |
| 2006-03-15 | Tyner James E Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 50,000 owned after | $26.84 exercise price | 2006-03-27 | |
| 2006-03-15 | Rankin Mark D Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 50,000 owned after | $26.84 exercise price | 2006-03-27 | |
| 2006-03-15 | MOORE THOMAS JR Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 42,500 owned after | $26.84 exercise price | 2006-03-27 | |
| 2006-03-15 | Krenek Alan Officer (VP, CFO, Treasurer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 150,000 owned after | $26.84 exercise price | 2006-03-27 | |
| 2006-03-15 | Fulton Robert Fullarton Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 97,500 owned after | $26.84 exercise price | 2006-03-27 | |
| 2006-03-15 | WEBSTER STEVEN A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 97,500 owned after | $26.84 exercise price | 2006-03-27 | |
| 2006-03-15 | Swift Charles W Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 156,225 owned after | $26.84 exercise price | 2006-03-27 | |
| 2006-03-15 | Patterson Thomas Monroe Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $26.84 exercise price | 2006-03-27 | |
| 2006-03-15 | HUSEMAN KENNETH V Director, Officer (President, CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 626,405 owned after | $26.84 exercise price | 2006-03-27 | |
| 2006-03-15 | Harrison Dub W Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 146,225 owned after | $26.84 exercise price | 2006-03-27 | |
| 2006-03-15 | CHILES WILLIAM E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 82,500 owned after | $26.84 exercise price | 2006-03-27 |