Basic Energy Services, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-06: Reporting owner Krenek Alan; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-01: Reporting owner Krenek Alan; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-01: Reporting owner Krenek Alan; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-10-28: Reporting owner DAgostino James Samuel Jr; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-06 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,575 0 owned after | $6.98 exercise price | 2013-11-07 | |
| 2013-11-01 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $5.16 exercise price | 2013-11-05 | |
| 2013-11-01 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 6,575 owned after | $6.98 exercise price | 2013-11-05 | |
| 2013-10-28 | DAgostino James Samuel Jr Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 0 owned after | $5.16 exercise price | 2013-10-29 | |
| 2013-06-18 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 1,000 owned after | $5.16 exercise price | 2013-06-20 | |
| 2013-05-22 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 4,000 owned after | $5.16 exercise price | 2013-05-23 | |
| 2013-05-21 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 7,000 owned after | $5.16 exercise price | 2013-05-23 | |
| 2013-05-20 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 11,000 owned after | $5.16 exercise price | 2013-05-20 | |
| 2013-05-17 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 16,000 owned after | $5.16 exercise price | 2013-05-20 | |
| 2013-05-16 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 18,000 owned after | $5.16 exercise price | 2013-05-20 | |
| 2013-03-28 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,575 11,575 owned after | $6.98 exercise price | 2013-03-28 | |
| 2013-03-28 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,875 24,000 owned after | $5.16 exercise price | 2013-03-28 | |
| 2013-03-27 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,600 15,150 owned after | $6.98 exercise price | 2013-03-28 | |
| 2013-03-27 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,875 26,875 owned after | $5.16 exercise price | 2013-03-28 | |
| 2013-03-26 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 18,750 owned after | $6.98 exercise price | 2013-03-28 | |
| 2013-03-25 | Fulton Robert Fullarton Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $4.00 exercise price | 2013-03-27 |