Basic Energy Services, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-05-17: Reporting owner Taylor Brett J.; Form 4; Security Time-Based Phantom Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-05-17: Reporting owner McGuire Brandon B.; Form 4; Security Time-Based Phantom Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-05-17: Reporting owner Newman James F.; Form 4; Security Time-Based Phantom Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-05-17: Reporting owner Buhigas Pedro R.; Form 4; Security Time-Based Phantom Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-05-17 | Taylor Brett J. Officer (See Remarks) | 4 | Time-Based Phantom Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,701 9,701 owned after | no price filed | 2021-05-19 | |
| 2021-05-17 | McGuire Brandon B. Officer (SVP, Central Region) | 4 | Time-Based Phantom Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,546 5,546 owned after | no price filed | 2021-05-19 | |
| 2021-05-17 | Newman James F. Officer (See Remarks) | 4 | Time-Based Phantom Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,889 13,889 owned after | no price filed | 2021-05-19 | |
| 2021-05-17 | Buhigas Pedro R. Officer (See Remarks) | 4 | Time-Based Phantom Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,088 4,088 owned after | no price filed | 2021-05-19 | |
| 2021-05-17 | Hurley Adam Logan Officer (See Remarks) | 4 | Time-Based Phantom Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,701 9,701 owned after | no price filed | 2021-05-19 | |
| 2021-05-17 | Lannen Eric Officer (Chief Human Resources Officer) | 4 | Time-Based Phantom Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,421 8,421 owned after | no price filed | 2021-05-19 | |
| 2021-02-19 | Hurley Adam Logan Officer (See Remarks) | 4 | Performance- Based Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,103 29,103 owned after | $0.00 | 2021-02-23 | |
| 2021-02-19 | Hurley Adam Logan Officer (See Remarks) | 4 | Performance- Based Phantom Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,552 14,551 owned after | $0.00 | 2021-02-23 | |
| 2021-02-19 | Buhigas Pedro R. Officer (See Remarks) | 4 | Performance- Based Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,264 12,264 owned after | $0.00 | 2021-02-23 | |
| 2021-02-19 | Buhigas Pedro R. Officer (See Remarks) | 4 | Performance- Based Phantom Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,132 6,132 owned after | $0.00 | 2021-02-23 | |
| 2021-02-19 | McGuire Brandon B. Officer (SVP, Central Region) | 4 | Performance- Based Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,638 16,638 owned after | $0.00 | 2021-02-23 | |
| 2021-02-19 | McGuire Brandon B. Officer (SVP, Central Region) | 4 | Performance- Based Phantom Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,319 8,319 owned after | $0.00 | 2021-02-23 | |
| 2021-02-19 | Officer (Chief Human Resources Officer) | 4 | Performance- Based Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,263 25,263 owned after | $0.00 | 2021-02-23 | |
| 2021-02-19 | Officer (Chief Human Resources Officer) | 4 | Performance- Based Phantom Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,632 12,631 owned after | $0.00 | 2021-02-23 | |
| 2021-02-19 | Newman James F. Officer (See Remarks) | 4 | Performance- Based Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,667 41,667 owned after | $0.00 | 2021-02-23 | |
| 2021-02-19 | Newman James F. Officer (See Remarks) | 4 | Performance- Based Phantom Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,834 20,833 owned after | $0.00 | 2021-02-23 | |
| 2021-02-19 | Taylor Brett J. Officer (See Remarks) | 4 | Performance- Based Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,103 29,103 owned after | $0.00 | 2021-02-23 | |
| 2021-02-19 | Taylor Brett J. Officer (See Remarks) | 4 | Performance- Based Phantom Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,552 14,551 owned after | $0.00 | 2021-02-23 |