Basic Energy Services, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-06-15: Reporting owner Tyner James E; Form 4/A; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-06-15: Reporting owner Tyner James E; Form 4/A; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-06-15: Reporting owner Tyner James E; Form 4; Security Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-05-25: Reporting owner Harrison Dub W; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-06-15 | Tyner James E Officer (VP - Human Resources) | 4/A | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700 25,000 owned after | $5.16 exercise price | 2007-06-19 | |
| 2007-06-15 | Tyner James E Officer (VP - Human Resources) | 4/A | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 23,000 owned after | $6.98 exercise price | 2007-06-19 | |
| 2007-06-15 | Tyner James E Officer (VP Human Resources) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,700 23,000 owned after | $5.16 exercise price | 2007-06-18 | |
| 2007-05-25 | Harrison Dub W Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 108,225 owned after | $4.00 exercise price | 2007-05-30 | |
| 2007-05-23 | Swift Charles W Officer (SVP - Rig and Truck Operations) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 145,225 owned after | $4.00 exercise price | 2007-05-24 | |
| 2007-05-18 | Harrison Dub W Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 114,225 owned after | $4.00 exercise price | 2007-05-22 | |
| 2007-05-18 holding as of filing | Roman Nicholas IV Officer (VP & Controller) | 3 | Stock options (right to buy) Derivative · Direct | Holding | $6.98 exercise price | 2007-05-18 | ||
| 2007-05-18 holding as of filing | Roman Nicholas IV Officer (VP & Controller) | 3 | Stock options (right to buy) Derivative · Direct | Holding | $26.84 exercise price | 2007-05-18 | ||
| 2007-05-15 | Tyner James E Officer (VP - Human Resources) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,700 25,700 owned after | $5.16 exercise price | 2007-05-17 | |
| 2007-04-16 | Tyner James E Officer (Vice President) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,700 28,400 owned after | $5.16 exercise price | 2007-04-18 | |
| 2007-04-10 | Swift Charles W Officer (Vice President) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 150,225 owned after | $4.00 exercise price | 2007-04-12 | |
| 2007-04-10 | Tyner James E Officer (Vice President) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,700 31,100 owned after | $5.16 exercise price | 2007-04-12 | |
| 2007-03-15 | Swift Charles W Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 154,225 owned after | $22.66 exercise price | 2007-03-19 | |
| 2007-03-15 | Patterson Thomas Monroe Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 20,000 owned after | $22.66 exercise price | 2007-03-19 | |
| 2007-03-15 | Krenek Alan Officer (Vice President,CFO & Treasurer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 153,000 owned after | $22.66 exercise price | 2007-03-19 | |
| 2007-03-15 | HUSEMAN KENNETH V Director, Officer (President, CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 684,405 owned after | $22.66 exercise price | 2007-03-19 |