Basic Energy Services, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows, 26 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-23: Reporting owner Patterson Thomas Monroe; Form 4/A; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2016-12-23: Reporting owner Taylor Brett J.; Form 4/A; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2016-12-23: Reporting owner Newman James F.; Form 4/A; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2016-12-23: Reporting owner Krenek Alan; Form 4/A; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-23 | Patterson Thomas Monroe Director, Officer (President and CEO) | 4/A | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +20,807 20,807 owned after | $55.25 exercise price | 2016-12-30 | |
| 2016-12-23 | Taylor Brett J. Officer (VP, Manufacturing & Equipment) | 4/A | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,344 2,344 owned after | $55.25 exercise price | 2016-12-30 | |
| 2016-12-23 | Newman James F. Officer (SVP, Region Operations) | 4/A | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +6,313 6,313 owned after | $55.25 exercise price | 2016-12-30 | |
| 2016-12-23 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4/A | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +6,638 6,638 owned after | $55.25 exercise price | 2016-12-30 | |
| 2016-12-23 | Rogers Doug Officer (VP - Marketing) | 4/A | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,207 2,207 owned after | $55.25 exercise price | 2016-12-30 | |
| 2016-12-23 | Poldrack Lanny Trampas Officer (VP, Safety and Operations) | 4/A | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,321 2,321 owned after | $55.25 exercise price | 2016-12-30 | |
| 2016-12-23 | Dame William Timothy Officer (VP - Pumping Services) | 4/A | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,461 4,461 owned after | $55.25 exercise price | 2016-12-30 | |
| 2016-12-23 | Bissett John Cody Officer (VP, Controller and CAO) | 4/A | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,099 2,099 owned after | $55.25 exercise price | 2016-12-30 | |
| 2016-12-23 | Lannen Eric Officer (Vice President -Human Resource) | 4/A | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,734 1,734 owned after | $55.25 exercise price | 2016-12-30 | |
| 2016-12-23 | JOHNSON S P IV Other (Former Director) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +886 886 owned after | $55.25 exercise price | 2016-12-30 | |
| 2016-12-23 | HUSEMAN KENNETH V Other (Former Director) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,797 1,797 owned after | $55.25 exercise price | 2016-12-30 | |
| 2016-12-23 | Fulton Robert Fullarton Other (Former Director) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +886 886 owned after | $55.25 exercise price | 2016-12-30 | |
| 2016-12-23 | Garza Antonio O Other (Former Director) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +886 886 owned after | $55.25 exercise price | 2016-12-30 | |
| 2016-12-23 | MOORE THOMAS JR Other (Former Director) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +886 886 owned after | $55.25 exercise price | 2016-12-30 | |
| 2016-12-23 | CHILES WILLIAM E Other (Former Director) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +886 886 owned after | $55.25 exercise price | 2016-12-30 | |
| 2016-12-23 | WEBSTER STEVEN A Other (Former Director) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,013 3,013 owned after | $55.25 exercise price | 2016-12-30 | |
| 2016-12-23 | DAgostino James Samuel Jr Other (Former Director) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +886 886 owned after | $55.25 exercise price | 2016-12-30 | |
| 2016-12-23 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +6,638 6,638 owned after | $55.25 exercise price | 2016-12-28 | |
| 2016-12-23 | Dame William Timothy Officer (VP - Pumping Services) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,461 4,461 owned after | $55.25 exercise price | 2016-12-28 | |
| 2016-12-23 | Bissett John Cody Officer (VP, Controller and CAO) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,099 2,099 owned after | $55.25 exercise price | 2016-12-28 | |
| 2016-12-23 | Patterson Thomas Monroe Director, Officer (President and CEO) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +20,807 20,807 owned after | $55.25 exercise price | 2016-12-28 | |
| 2016-12-23 | Rogers Doug Officer (VP - Marketing) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,207 2,207 owned after | $55.25 exercise price | 2016-12-28 | |
| 2016-12-23 | Lannen Eric Officer (Vice President -Human Resource) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,734 1,734 owned after | $55.25 exercise price | 2016-12-28 | |
| 2016-12-23 | Taylor Brett J. Officer (VP, Manufacturing & Equipment) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,344 2,344 owned after | $55.25 exercise price | 2016-12-28 | |
| 2016-12-23 | Poldrack Lanny Trampas Officer (VP, Safety and Operations) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,321 2,321 owned after | $55.25 exercise price | 2016-12-28 | |
| 2016-12-23 | Newman James F. Officer (SVP, Region Operations) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +6,313 6,313 owned after | $55.25 exercise price | 2016-12-28 |