Basic Energy Services, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-15: Reporting owner HUSEMAN KENNETH V; Form 4; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-12-10: Reporting owner HUSEMAN KENNETH V; Form 4; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-09-02: Reporting owner Krenek Alan; Form 4; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-08-28: Reporting owner CHILES WILLIAM E; Form 4; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-15 | HUSEMAN KENNETH V Director, Officer (President and CEO) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,100 368,200 owned after | $4.00 exercise price | 2008-12-17 | |
| 2008-12-10 | HUSEMAN KENNETH V Director, Officer (President and CEO) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,700 403,300 owned after | $4.00 exercise price | 2008-12-12 | |
| 2008-09-02 | Krenek Alan Officer (SVP, CFO, Treasurer, Secretary) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 141,250 owned after | $5.16 exercise price | 2008-09-04 | |
| 2008-08-28 | CHILES WILLIAM E Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 17,500 owned after | $5.16 exercise price | 2008-08-29 | |
| 2008-08-27 | CHILES WILLIAM E Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 75,000 owned after | $5.16 exercise price | 2008-08-29 | |
| 2008-08-27 | CHILES WILLIAM E Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 60,000 owned after | $5.16 exercise price | 2008-08-29 | |
| 2008-08-27 | CHILES WILLIAM E Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 47,500 owned after | $6.98 exercise price | 2008-08-29 | |
| 2008-08-26 | Swift Charles W Officer (SnrVP - Rig & Truck Operations) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,139 122,000 owned after | $4.00 exercise price | 2008-08-28 | |
| 2008-08-26 | Krenek Alan Officer (SnrVP,CFO,Treasurer,Secretary) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 142,000 owned after | $5.16 exercise price | 2008-08-27 | |
| 2008-08-25 | Krenek Alan Officer (SnrVP,CFO,Treasurer,Secretary) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 142,750 owned after | $5.16 exercise price | 2008-08-27 | |
| 2008-08-21 | Swift Charles W Officer (SVP - Rig & Truck Operations) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,086 126,139 owned after | $4.00 exercise price | 2008-08-25 | |
| 2008-08-13 | Krenek Alan Officer (Sr. VP,CFO,Treasurer,Secretary) | 4 | Stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 145,250 owned after | $5.16 exercise price | 2008-08-15 | |
| 2008-08-07 | HUSEMAN KENNETH V Director, Officer (President & CEO) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −264,405 420,000 owned after | $4.00 exercise price | 2008-08-11 | |
| 2008-08-07 | Swift Charles W Officer (SVP-Rig & Truck Operations) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 133,225 owned after | $4.00 exercise price | 2008-08-11 | |
| 2008-06-19 | Krenek Alan Officer (VP, CFO, Treasurer & Secretary) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 149,250 owned after | $5.16 exercise price | 2008-06-23 | |
| 2008-06-05 | Krenek Alan Officer (VP, CFO, Treasurer, Secretary) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 151,500 owned after | $5.16 exercise price | 2008-06-09 | |
| 2008-04-16 | Tyner James E Officer (VP - Human Resources) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 22,500 owned after | $6.98 exercise price | 2008-04-17 | |
| 2008-01-04 | Roman Nicholas IV Officer (Vice President & Controller) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 3,750 owned after | $6.98 exercise price | 2008-01-08 |