BALLY TECHNOLOGIES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-06: Reporting owner LERNER MARK; Form 4; Security Employee Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-06: Reporting owner Mooberry Derik; Form 4; Security Employee Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-06: Reporting owner Davidson Neil; Form 4; Security Employee Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-05: Reporting owner HADDRILL RICHARD M; Form 4; Security Employee Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-06 | LERNER MARK Officer (SVP, Secretary) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $37.76 exercise price | 2011-12-08 | |
| 2011-12-06 | Mooberry Derik Officer (SVP, Product & Operations) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $37.76 exercise price | 2011-12-08 | |
| 2011-12-06 | Davidson Neil Officer (SVP, CFO & Treasurer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $37.76 exercise price | 2011-12-08 | |
| 2011-12-05 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 255,000 owned after | $17.16 exercise price | 2011-12-07 | |
| 2011-11-02 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −156 275,000 owned after | $17.16 exercise price | 2011-11-03 | |
| 2011-11-01 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,844 275,156 owned after | $17.16 exercise price | 2011-11-03 | |
| 2011-10-20 holding as of filing | Mooberry Derik Officer (SVP, Product & Operations) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $12.07 exercise price | 2011-10-20 | ||
| 2011-10-20 holding as of filing | Mooberry Derik Officer (SVP, Product & Operations) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $20.32 exercise price | 2011-10-20 | ||
| 2011-10-20 holding as of filing | Mooberry Derik Officer (SVP, Product & Operations) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $34.61 exercise price | 2011-10-20 | ||
| 2011-10-20 holding as of filing | Mooberry Derik Officer (SVP, Product & Operations) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $19.47 exercise price | 2011-10-20 | ||
| 2011-10-20 holding as of filing | Mooberry Derik Officer (SVP, Product & Operations) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $22.02 exercise price | 2011-10-20 | ||
| 2011-10-20 holding as of filing | Mooberry Derik Officer (SVP, Product & Operations) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $32.62 exercise price | 2011-10-20 | ||
| 2011-09-23 | Guido Robert L Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $19.65 exercise price | 2011-09-27 | |
| 2011-07-01 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 295,000 owned after | $17.16 exercise price | 2011-07-06 | |
| 2011-06-21 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 315,000 owned after | $17.16 exercise price | 2011-06-22 | |
| 2011-05-09 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +65,000 340,000 owned after | $17.16 exercise price | 2011-05-11 | |
| 2011-04-06 | SRINIVASAN RAMESH Officer (President & COO) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $37.68 exercise price | 2011-04-08 | |
| 2011-04-01 | Mooberry Derik Officer (SVP, Product & Operations) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $38.20 exercise price | 2011-10-20 | |
| 2011-04-01 | MCKENNA WILLIAM ANDREW Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,361 28,361 owned after | $38.20 exercise price | 2011-04-08 | |
| 2011-04-01 | Linden Josephine Director | 4 | Employee Stock Options, (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,361 28,361 owned after | $38.20 exercise price | 2011-04-08 | |
| 2011-03-04 | ANDRE JACQUES Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $13.75 exercise price | 2011-03-08 | |
| 2011-02-10 | Rowe Bruce Officer (SVP, Business Development) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $39.21 exercise price | 2011-02-14 | |
| 2011-02-10 | LERNER MARK Officer (SVP, Secretary) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $39.21 exercise price | 2011-02-14 | |
| 2011-02-04 | Isaacs Michael Gavin Officer (EVP & COO) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 95,000 owned after | $15.73 exercise price | 2011-02-08 |