BALLY TECHNOLOGIES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-08-12: Reporting owner Davidson Neil; Form 4; Security Employee Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-05-25: Reporting owner DAVID ROBBINS; Form 4; Security Employee Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-05-25: Reporting owner DAVID ROBBINS; Form 4; Security Employee Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-05-12: Reporting owner Piskovitz Vivian; Form 4; Security Employee Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-08-12 | Davidson Neil Officer (SVP, CFO & Treasurer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $31.18 exercise price | 2010-08-16 | |
| 2010-05-25 | DAVID ROBBINS Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $9.14 exercise price | 2010-05-27 | |
| 2010-05-25 | DAVID ROBBINS Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $13.75 exercise price | 2010-05-27 | |
| 2010-05-12 | Piskovitz Vivian Officer (VP & General Manager) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $12.07 exercise price | 2010-05-14 | |
| 2010-05-12 | Piskovitz Vivian Officer (VP & General Manager) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $13.86 exercise price | 2010-05-14 | |
| 2010-05-12 | Piskovitz Vivian Officer (VP & General Manager) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $19.47 exercise price | 2010-05-14 | |
| 2010-05-05 | Caller Robert C Officer (EVP, CFO & Treasurer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 125,000 owned after | $16.99 exercise price | 2010-05-05 | |
| 2010-05-05 | SRINIVASAN RAMESH Officer (EVP, Systems) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 126,151 owned after | $11.30 exercise price | 2010-05-05 | |
| 2010-05-05 | SRINIVASAN RAMESH Officer (EVP, Systems) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $23.04 exercise price | 2010-05-05 | |
| 2010-05-03 | VERNER KEVIN Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $4.84 exercise price | 2010-05-05 | |
| 2010-05-03 | VERNER KEVIN Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $13.75 exercise price | 2010-05-05 |