BALLY TECHNOLOGIES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-21: Reporting owner Connelly John; Form 4; Security Employee Stock Options; Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
- 2014-11-21: Reporting owner Mooberry Derik; Form 4; Security Employee Stock Options; Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
- 2014-11-21: Reporting owner Davidson Neil; Form 4; Security Employee Stock Options; Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
- 2014-11-21: Reporting owner DAVID ROBBINS; Form 4; Security Employee Stock Options; Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-21 | Connelly John Officer (SVP, Business Development) | 4 | Employee Stock Options Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −14,089 0 owned after | $37.85 exercise price | 2014-11-24 | |
| 2014-11-21 | Mooberry Derik Officer (SVP, Games) | 4 | Employee Stock Options Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −24,875 0 owned after | $25.40 exercise price | 2014-11-24 | |
| 2014-11-21 | Davidson Neil Officer (SVP, CFO & Treasurer) | 4 | Employee Stock Options Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −40,379 0 owned after | $36.72 exercise price | 2014-11-24 | |
| 2014-11-21 | DAVID ROBBINS Director | 4 | Employee Stock Options Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −53,242 0 owned after | $20.86 exercise price | 2014-11-24 | |
| 2014-11-21 | MCKENNA WILLIAM ANDREW Director | 4 | Employee Stock Options Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −28,361 0 owned after | $38.20 exercise price | 2014-11-24 | |
| 2014-11-21 | Linden Josephine Director | 4 | Employee Stock Options Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −28,361 0 owned after | $38.20 exercise price | 2014-11-24 | |
| 2014-11-21 | Guido Robert L Director | 4 | Employee Stock Options Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −11,350 0 owned after | $38.08 exercise price | 2014-11-24 | |
| 2014-11-17 | Davidson Neil Officer (SVP, CFO & Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,621 0 owned after | $31.18 exercise price | 2014-11-19 | |
| 2014-09-03 | Davidson Neil Officer (SVP, CFO & Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $23.47 exercise price | 2014-09-05 | |
| 2014-09-03 | Davidson Neil Officer (SVP, CFO & Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $37.76 exercise price | 2014-09-05 | |
| 2014-09-03 | Davidson Neil Officer (SVP, CFO & Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $42.54 exercise price | 2014-09-05 | |
| 2014-02-19 | DAVID ROBBINS Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,000 0 owned after | $17.16 exercise price | 2014-02-21 |