BALLY TECHNOLOGIES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-05: Reporting owner Guido Robert L; Form 3; Security Employee Stock Options (right to buy); Transaction Holding.
- 2006-11-27: Reporting owner FOLLMER WILLIAM CURTISS; Form 3; Security Employee Stock Options (right to buy); Transaction Holding.
- 2006-11-27: Reporting owner FOLLMER WILLIAM CURTISS; Form 3; Security Employee Stock Options (right to buy); Transaction Holding.
- 2006-11-27: Reporting owner FOLLMER WILLIAM CURTISS; Form 3; Security Employee Stock Options (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-05 holding as of filing | Guido Robert L Director | 3 | Employee Stock Options (right to buy) Derivative · Direct | Holding | $19.65 exercise price | 2006-12-05 | ||
| 2006-11-27 holding as of filing | FOLLMER WILLIAM CURTISS Officer (SVP & General Manager) | 3 | Employee Stock Options (right to buy) Derivative · Direct | Holding | $13.75 exercise price | 2006-11-27 | ||
| 2006-11-27 holding as of filing | FOLLMER WILLIAM CURTISS Officer (SVP & General Manager) | 3 | Employee Stock Options (right to buy) Derivative · Direct | Holding | $17.35 exercise price | 2006-11-27 | ||
| 2006-11-27 holding as of filing | FOLLMER WILLIAM CURTISS Officer (SVP & General Manager) | 3 | Employee Stock Options (right to buy) Derivative · Direct | Holding | $21.53 exercise price | 2006-11-27 | ||
| 2006-11-27 holding as of filing | FOLLMER WILLIAM CURTISS Officer (SVP & General Manager) | 3 | Employee Stock Options (right to buy) Derivative · Direct | Holding | $13.86 exercise price | 2006-11-27 | ||
| 2006-11-27 holding as of filing | FOLLMER WILLIAM CURTISS Officer (SVP & General Manager) | 3 | Employee Stock Options (right to buy) Derivative · Direct | Holding | $12.07 exercise price | 2006-11-27 | ||
| 2006-11-27 holding as of filing | FOLLMER WILLIAM CURTISS Officer (SVP & General Manager) | 3 | Employee Stock Options (right to buy) Derivative · Direct | Holding | $19.47 exercise price | 2006-11-27 | ||
| 2006-10-25 | LERNER MARK Officer (Sr. VP, Secretary) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $19.47 exercise price | 2006-10-30 | |
| 2006-09-06 holding as of filing | Isaacs Michael Gavin Officer (EVP & COO) | 3 | Employee Stock Options (Right To Buy) Derivative · Direct | Holding | $15.73 exercise price | 2006-09-06 | ||
| 2006-07-07 | KIRSCHBAUM JOEL Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −134,640 134,640 owned after | $3.01 exercise price | 2006-07-11 | |
| 2006-07-07 | KIRSCHBAUM JOEL Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −427,428 427,428 owned after | $3.01 exercise price | 2006-07-11 | |
| 2006-06-21 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4/A | Employee Stock Options (Right To Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $15.07 exercise price | 2006-07-28 | |
| 2006-06-20 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right To Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $14.77 exercise price | 2006-06-22 | |
| 2006-06-01 | DAVID ROBBINS Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct · (m) | G Bona fide gift | −8,571 25,713 owned after | $3.83 exercise price | 2006-06-02 | |
| 2006-06-01 | DAVID ROBBINS Director | 4 | Employee Stock Options (Right to Buy) Derivative · Indirect · (m) | G Bona fide gift | +8,571 8,571 owned after | $3.83 exercise price | 2006-06-02 | |
| 2006-06-01 | DAVID ROBBINS Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,713 0 owned after | $3.83 exercise price | 2006-06-02 | |
| 2006-06-01 | DAVID ROBBINS Director | 4 | Employee stock Options (Right to Buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −8,571 0 owned after | $3.83 exercise price | 2006-06-02 | |
| 2006-04-03 | Caller Robert C Officer (EVP, CFO & Treasurer) | 4/A | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $16.99 exercise price | 2006-04-06 | |
| 2006-04-03 | Caller Robert C Officer (EVP, CFO & Treasurer) | 4 | Incentive and Non Qualified Stock Options (right to buy) Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 0 owned after | $16.99 | 2006-04-05 | |
| 2006-04-03 | Caller Robert C Officer (EVP, CFO & Treasurer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $16.99 exercise price | 2006-04-05 | |
| 2006-03-06 | Race Stephen Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $14.92 exercise price | 2006-03-08 | |
| 2006-02-09 | DAVID ROBBINS Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct · (m) | G Bona fide gift | −7,143 21,429 owned after | $3.50 exercise price | 2006-02-13 | |
| 2006-02-09 | DAVID ROBBINS Director | 4 | Employee Stock Options (Right to Buy) Derivative · Indirect · (m) | G Bona fide gift | +7,143 7,143 owned after | $3.50 exercise price | 2006-02-13 | |
| 2006-02-09 | DAVID ROBBINS Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,429 0 owned after | $3.50 exercise price | 2006-02-13 | |
| 2006-02-09 | DAVID ROBBINS Director | 4 | Employee Stock Options (Right to Buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −7,143 0 owned after | $3.50 exercise price | 2006-02-13 | |
| 2006-01-31 | DES CHAMPS STEVEN Officer (SR VP & CFO) | 4/A | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $15.21 exercise price | 2006-04-06 | |
| 2006-01-31 | DES CHAMPS STEVEN Officer (SR VP & CFO) | 4 | Employee Stock Options (right to buy) Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $15.21 | 2006-03-07 | |
| 2006-01-31 | DES CHAMPS STEVEN Officer (SR VP & CFO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $15.21 exercise price | 2006-03-07 |