BALLY TECHNOLOGIES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-18: Reporting owner HADDRILL RICHARD M; Form 4; Security Employee Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-17: Reporting owner HADDRILL RICHARD M; Form 4; Security Employee Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-16: Reporting owner HADDRILL RICHARD M; Form 4; Security Employee Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-03: Reporting owner HADDRILL RICHARD M; Form 4; Security Employee Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-18 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $15.55 exercise price | 2009-12-18 | |
| 2009-12-17 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 25,000 owned after | $15.55 exercise price | 2009-12-18 | |
| 2009-12-16 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $15.07 exercise price | 2009-12-18 | |
| 2009-12-03 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 4,000 owned after | $15.07 exercise price | 2009-12-04 | |
| 2009-12-02 | Piskovitz Vivian Officer (VP & General Manager) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $21.53 exercise price | 2009-12-04 | |
| 2009-12-02 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 29,000 owned after | $15.07 exercise price | 2009-12-04 | |
| 2009-11-18 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 54,000 owned after | $15.07 exercise price | 2009-11-19 | |
| 2009-11-17 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 79,000 owned after | $15.07 exercise price | 2009-11-19 | |
| 2009-11-09 | LERNER MARK Officer (SVP, Secretary) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $19.47 exercise price | 2009-11-12 | |
| 2009-11-04 | Caller Robert C Officer (EVP, CFO & Treasurer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 150,000 owned after | $16.99 exercise price | 2009-11-05 | |
| 2009-11-04 | ANDRE JACQUES Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $0.63 exercise price | 2009-11-05 | |
| 2009-11-04 | ANDRE JACQUES Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $9.40 exercise price | 2009-11-05 | |
| 2009-10-22 | Davidson Neil Officer (VP, CAO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $14.99 exercise price | 2009-10-26 | |
| 2009-10-21 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 104,000 owned after | $15.07 exercise price | 2009-10-22 | |
| 2009-10-20 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 129,000 owned after | $15.07 exercise price | 2009-10-22 | |
| 2009-10-19 | Davidson Neil Officer (VP, CAO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −109 0 owned after | $19.47 exercise price | 2009-10-20 | |
| 2009-10-19 | Davidson Neil Officer (VP, CAO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $23.47 exercise price | 2009-10-20 | |
| 2009-10-19 | Davidson Neil Officer (VP, CAO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $32.62 exercise price | 2009-10-20 | |
| 2009-10-16 | Rowe Bruce Officer (SVP, Business Development) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $42.54 exercise price | 2009-10-20 | |
| 2009-10-16 | LERNER MARK Officer (SVP, Secretary) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $42.54 exercise price | 2009-10-20 | |
| 2009-10-16 | Davidson Neil Officer (VP, CAO) | 4 | Non-Qualified Stock Option Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,391 109 owned after | $19.47 exercise price | 2009-10-20 | |
| 2009-10-16 | Davidson Neil Officer (VP, CAO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $42.54 exercise price | 2009-10-20 | |
| 2009-10-16 | Isaacs Michael Gavin Officer (EVP & COO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $42.54 exercise price | 2009-10-20 | |
| 2009-10-08 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 154,000 owned after | $15.07 exercise price | 2009-10-09 | |
| 2009-10-07 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $14.77 exercise price | 2009-10-09 | |
| 2009-10-07 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,000 179,000 owned after | $15.07 exercise price | 2009-10-09 | |
| 2009-09-25 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 4,000 owned after | $14.77 exercise price | 2009-09-25 | |
| 2009-09-24 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,000 0 owned after | $13.35 exercise price | 2009-09-25 | |
| 2009-09-24 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 29,000 owned after | $14.77 exercise price | 2009-09-25 | |
| 2009-09-17 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,100 26,900 owned after | $13.35 exercise price | 2009-09-18 | |
| 2009-09-17 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,900 19,000 owned after | $13.35 exercise price | 2009-09-18 | |
| 2009-09-16 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 44,000 owned after | $13.35 exercise price | 2009-09-18 | |
| 2009-09-09 | LERNER MARK Officer (SVP, Secretary) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,667 0 owned after | $21.53 exercise price | 2009-09-10 | |
| 2009-09-09 | LERNER MARK Officer (SVP, Secretary) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 0 owned after | $15.31 exercise price | 2009-09-10 | |
| 2009-09-08 | VERNER KEVIN Director | 4 | Employee Stock Options (Righ to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 5,000 owned after | $4.84 exercise price | 2009-09-10 | |
| 2009-08-27 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 69,000 owned after | $13.35 exercise price | 2009-08-28 | |
| 2009-08-26 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Righ to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 94,000 owned after | $13.35 exercise price | 2009-08-28 | |
| 2009-08-25 | Isaacs Michael Gavin Officer (EVP & COO) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,113 45,000 owned after | $15.73 exercise price | 2009-08-26 | |
| 2009-08-24 | Isaacs Michael Gavin Officer (EVP & COO) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,887 62,113 owned after | $15.73 exercise price | 2009-08-26 | |
| 2009-08-13 | DAVID ROBBINS Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −110,000 0 owned after | $0.84 exercise price | 2009-08-17 | |
| 2009-07-22 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 119,000 owned after | $13.35 exercise price | 2009-07-23 | |
| 2009-07-21 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 144,000 owned after | $13.35 exercise price | 2009-07-23 | |
| 2009-06-26 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,849 169,000 owned after | $13.35 exercise price | 2009-06-29 | |
| 2009-06-25 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,151 210,849 owned after | $13.35 exercise price | 2009-06-29 | |
| 2009-05-13 | VERNER KEVIN Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −195,000 0 owned after | $24.65 exercise price | 2009-05-15 | |
| 2009-05-13 | VERNER KEVIN Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +195,000 195,000 owned after | $24.65 exercise price | 2009-05-15 | |
| 2009-05-13 | DAVID ROBBINS Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −195,000 0 owned after | $24.65 exercise price | 2009-05-15 | |
| 2009-05-13 | DAVID ROBBINS Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +195,000 195,000 owned after | $24.65 exercise price | 2009-05-15 | |
| 2009-05-13 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −195,000 0 owned after | $24.65 exercise price | 2009-05-15 | |
| 2009-05-13 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +195,000 195,000 owned after | $24.65 exercise price | 2009-05-15 | |
| 2009-05-13 | ANDRE JACQUES Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −195,000 0 owned after | $24.65 exercise price | 2009-05-15 | |
| 2009-05-13 | ANDRE JACQUES Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +195,000 195,000 owned after | $24.65 exercise price | 2009-05-15 | |
| 2009-01-06 | ANDRE JACQUES Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,144 0 owned after | $1.64 exercise price | 2009-01-06 |