BALLY TECHNOLOGIES, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows, 14 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-21: Reporting owner Connelly John; Form 4; Security Restricted Stock Units; Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
- 2014-11-21: Reporting owner Mooberry Derik; Form 4; Security Restricted Stock Units; Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
- 2014-11-21: Reporting owner LEVER KATHRYN S; Form 4; Security Restricted Stock Units; Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
- 2014-11-21: Reporting owner Davidson Neil; Form 4; Security Restricted Stock Units; Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-21 | Connelly John Officer (SVP, Business Development) | 4 | Restricted Stock Units Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −5,549 0 owned after | $0.00 | 2014-11-24 | |
| 2014-11-21 | Mooberry Derik Officer (SVP, Games) | 4 | Restricted Stock Units Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −4,946 0 owned after | $0.00 | 2014-11-24 | |
| 2014-11-21 | LEVER KATHRYN S Officer (SVP, General Counsel) | 4 | Restricted Stock Units Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −4,705 0 owned after | $0.00 | 2014-11-24 | |
| 2014-11-21 | Davidson Neil Officer (SVP, CFO & Treasurer) | 4 | Restricted Stock Units Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −13,270 0 owned after | $0.00 | 2014-11-24 | |
| 2014-11-21 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −30,896 0 owned after | $0.00 | 2014-11-24 | |
| 2014-11-19 | Connelly John Officer (SVP, Business Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,549 5,549 owned after | $0.00 | 2014-11-21 | |
| 2014-11-19 | Mooberry Derik Officer (SVP, Games) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,946 4,946 owned after | $0.00 | 2014-11-21 | |
| 2014-11-19 | LEVER KATHRYN S Officer (SVP, General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,705 4,705 owned after | $0.00 | 2014-11-21 | |
| 2014-11-19 | Davidson Neil Officer (SVP, CFO & Treasurer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,270 13,270 owned after | no price filed | 2014-11-21 | |
| 2014-06-04 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,896 30,896 owned after | $0.00 | 2014-06-06 | |
| 2014-05-23 | SRINIVASAN RAMESH Other (Former President/CEO/Director) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,082 0 owned after | no price filed | 2014-05-28 | |
| 2014-05-23 | SRINIVASAN RAMESH Other (Former President/CEO/Director) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,831 0 owned after | no price filed | 2014-05-28 | |
| 2013-01-24 | SRINIVASAN RAMESH Director, Officer (President & CEO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,831 15,831 owned after | $0.00 | 2013-01-28 | |
| 2012-12-14 | SRINIVASAN RAMESH Director, Officer (President & CEO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,122 66,122 owned after | $0.00 | 2012-12-18 |