BALLY TECHNOLOGIES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 46 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-28: Reporting owner Guido Robert L; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-27: Reporting owner DAVID ROBBINS; Form 4; Security Employee Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-19: Reporting owner VERNER KEVIN; Form 4; Security Employee Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-03: Reporting owner HADDRILL RICHARD M; Form 4; Security Employee Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-28 | Guido Robert L Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $19.65 exercise price | 2013-01-02 | |
| 2012-12-27 | DAVID ROBBINS Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 11,001 owned after | $17.16 exercise price | 2012-12-28 | |
| 2012-12-19 | VERNER KEVIN Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 25,000 owned after | $14.77 exercise price | 2012-12-21 | |
| 2012-12-03 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 10,000 owned after | $17.16 exercise price | 2012-12-05 | |
| 2012-11-08 | Davidson Neil Officer (SVP, CFO & Treasurer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $46.97 exercise price | 2012-11-13 | |
| 2012-11-05 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 30,000 owned after | $17.16 exercise price | 2012-11-07 | |
| 2012-11-05 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 35,000 owned after | $24.65 exercise price | 2012-11-07 | |
| 2012-10-26 | VERNER KEVIN Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 120,000 owned after | $24.65 exercise price | 2012-10-30 | |
| 2012-10-26 | Guido Robert L Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $19.65 exercise price | 2012-10-30 | |
| 2012-10-08 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 50,000 owned after | $17.16 exercise price | 2012-10-10 | |
| 2012-10-08 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 55,000 owned after | $24.65 exercise price | 2012-10-10 | |
| 2012-09-27 | Guido Robert L Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,699 20,000 owned after | $19.65 exercise price | 2012-10-01 | |
| 2012-09-21 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options(Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,762 75,000 owned after | $24.65 exercise price | 2012-09-21 | |
| 2012-09-20 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options(Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,238 78,762 owned after | $24.65 exercise price | 2012-09-21 | |
| 2012-09-19 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options(Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 95,000 owned after | $24.65 exercise price | 2012-09-21 | |
| 2012-09-10 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 70,000 owned after | $17.16 exercise price | 2012-09-12 | |
| 2012-08-10 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $17.16 exercise price | 2012-08-14 | |
| 2012-08-10 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 90,000 owned after | $17.16 exercise price | 2012-08-14 | |
| 2012-07-25 | VERNER KEVIN Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $17.35 exercise price | 2012-07-27 | |
| 2012-07-19 | Guido Robert L Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,301 27,699 owned after | $19.65 exercise price | 2012-07-23 | |
| 2012-07-17 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 115,000 owned after | $24.65 exercise price | 2012-07-19 | |
| 2012-07-12 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 15,000 owned after | $17.16 exercise price | 2012-07-16 | |
| 2012-06-19 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,600 135,000 owned after | $24.65 exercise price | 2012-06-20 | |
| 2012-06-18 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 35,000 owned after | $17.16 exercise price | 2012-06-20 | |
| 2012-06-07 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 174,600 owned after | $24.65 exercise price | 2012-06-11 | |
| 2012-05-21 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 55,000 owned after | $17.16 exercise price | 2012-05-23 | |
| 2012-04-25 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 75,000 owned after | $17.16 exercise price | 2012-04-27 | |
| 2012-04-25 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 175,000 owned after | $24.65 exercise price | 2012-04-27 | |
| 2012-04-17 | VERNER KEVIN Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 145,000 owned after | $24.65 exercise price | 2012-04-18 | |
| 2012-03-15 | VERNER KEVIN Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 170,000 owned after | $24.65 exercise price | 2012-03-16 | |
| 2012-03-05 | SRINIVASAN RAMESH Officer (President & COO) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,659 2,213 owned after | $11.30 exercise price | 2012-03-07 | |
| 2012-03-05 | SRINIVASAN RAMESH Officer (President & COO) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,654 31,538 owned after | $11.30 exercise price | 2012-03-07 | |
| 2012-03-05 | SRINIVASAN RAMESH Officer (President & COO) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 5,000 owned after | $23.04 exercise price | 2012-03-07 | |
| 2012-03-01 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 95,000 owned after | $17.16 exercise price | 2012-03-05 | |
| 2012-02-15 | VERNER KEVIN Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $17.35 exercise price | 2012-02-16 | |
| 2012-02-14 | DAVID ROBBINS Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $17.35 exercise price | 2012-02-16 | |
| 2012-02-03 | LERNER MARK Officer (SVP, Secretary) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 0 owned after | $19.47 exercise price | 2012-02-07 | |
| 2012-02-03 | LERNER MARK Officer (SVP, Secretary) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $23.04 exercise price | 2012-02-07 | |
| 2012-02-03 | DAVID ROBBINS Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $17.35 exercise price | 2012-02-07 | |
| 2012-02-01 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 135,000 owned after | $17.16 exercise price | 2012-02-03 | |
| 2012-01-17 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 175,000 owned after | $17.16 exercise price | 2012-01-18 | |
| 2012-01-13 | SRINIVASAN RAMESH Officer (President & COO) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,977 3,872 owned after | $11.30 exercise price | 2012-01-18 | |
| 2012-01-13 | SRINIVASAN RAMESH Officer (President & COO) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,959 55,192 owned after | $11.30 exercise price | 2012-01-18 | |
| 2012-01-13 | SRINIVASAN RAMESH Officer (President & COO) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 8,750 owned after | $23.04 exercise price | 2012-01-18 | |
| 2012-01-13 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 185,000 owned after | $17.16 exercise price | 2012-01-18 | |
| 2012-01-03 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 235,000 owned after | $17.16 exercise price | 2012-01-05 |