BALLY TECHNOLOGIES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 39 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-10-17: Reporting owner Rowe Bruce; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-17: Reporting owner LERNER MARK; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-17: Reporting owner SRINIVASAN RAMESH; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-17: Reporting owner Isaacs Michael Gavin; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-10-17 | Rowe Bruce Officer (SVP, Business Development) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $23.04 exercise price | 2008-10-21 | |
| 2008-10-17 | LERNER MARK Officer (SVP, Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $23.04 exercise price | 2008-10-21 | |
| 2008-10-17 | SRINIVASAN RAMESH Officer (EVP, Systems) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $23.04 exercise price | 2008-10-21 | |
| 2008-10-17 | Isaacs Michael Gavin Officer (EVP & COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $23.04 exercise price | 2008-10-21 | |
| 2008-10-17 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $23.04 exercise price | 2008-10-21 | |
| 2008-10-14 | Piskovitz Vivian Officer (VP & General Manager) | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 | $20.32 exercise price | 2008-10-17 | |
| 2008-10-14 | Piskovitz Vivian Officer (VP & General Manager) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $20.32 exercise price | 2008-10-16 | |
| 2008-07-18 holding as of filing | Piskovitz Vivian Officer (VP & General Manager) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $21.53 exercise price | 2008-07-18 | ||
| 2008-07-18 holding as of filing | Piskovitz Vivian Officer (VP & General Manager) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $12.07 exercise price | 2008-07-18 | ||
| 2008-07-18 holding as of filing | Piskovitz Vivian Officer (VP & General Manager) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $13.86 exercise price | 2008-07-18 | ||
| 2008-07-18 holding as of filing | Piskovitz Vivian Officer (VP & General Manager) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $19.47 exercise price | 2008-07-18 | ||
| 2008-06-26 | Piskovitz Vivian Officer (VP & General Manager) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $34.95 exercise price | 2008-07-18 | |
| 2008-05-30 holding as of filing | Davidson Neil Officer (VP, CAO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $32.62 exercise price | 2008-05-30 | ||
| 2008-05-30 holding as of filing | Davidson Neil Officer (VP, CAO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $14.99 exercise price | 2008-05-30 | ||
| 2008-05-30 holding as of filing | Davidson Neil Officer (VP, CAO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $19.47 exercise price | 2008-05-30 | ||
| 2008-05-30 holding as of filing | Davidson Neil Officer (VP, CAO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $23.47 exercise price | 2008-05-30 | ||
| 2008-05-30 | LERNER MARK Officer (Sr. VP, Secretary) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 11,250 owned after | $19.47 exercise price | 2008-05-30 | |
| 2008-05-30 | LERNER MARK Officer (Sr. VP, Secretary) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 0 owned after | $21.53 exercise price | 2008-05-30 | |
| 2008-05-29 | LERNER MARK Officer (Sr. VP, Secretary) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,501 0 owned after | $17.35 exercise price | 2008-05-30 | |
| 2008-05-29 | LERNER MARK Officer (Sr. VP, Secretary) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $17.35 exercise price | 2008-05-30 | |
| 2008-05-16 | SRINIVASAN RAMESH Officer (Executive V.P., Systems) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,087 235,000 owned after | $11.30 exercise price | 2008-05-16 | |
| 2008-05-15 | SRINIVASAN RAMESH Officer (Executive V.P., Systems) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,143 247,087 owned after | $11.30 exercise price | 2008-05-16 | |
| 2008-05-14 | SRINIVASAN RAMESH Officer (Executive V.P., Systems) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,770 294,230 owned after | $11.30 exercise price | 2008-05-16 | |
| 2008-05-14 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −81,000 219,000 owned after | $13.35 exercise price | 2008-05-16 | |
| 2008-05-14 | LERNER MARK Officer (Sr. VP, Secretary) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,502 0 owned after | $13.75 exercise price | 2008-05-16 | |
| 2008-05-14 | LERNER MARK Officer (Sr. VP, Secretary) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $13.86 exercise price | 2008-05-16 | |
| 2008-05-14 | LERNER MARK Officer (Sr. VP, Secretary) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,333 0 owned after | $15.31 exercise price | 2008-05-16 | |
| 2008-04-17 | Guido Robert L Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 40,000 owned after | $19.65 exercise price | 2008-04-18 | |
| 2008-04-17 | DAVID ROBBINS Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,144 0 owned after | $0.98 exercise price | 2008-04-18 | |
| 2008-04-16 | VERNER KEVIN Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $4.84 exercise price | 2008-04-17 | |
| 2008-04-16 holding as of filing | Rowe Bruce Officer (Sr. VP, Business Development) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $26.35 exercise price | 2008-04-16 | ||
| 2008-04-14 | Rowe Bruce Officer (Sr. VP, Business Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $32.62 exercise price | 2008-04-16 | |
| 2008-04-14 | Isaacs Michael Gavin Officer (EVP & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $32.62 exercise price | 2008-04-16 | |
| 2008-02-22 | HADDRILL RICHARD M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $41.60 exercise price | 2008-02-26 | |
| 2008-02-15 | FOLLMER WILLIAM CURTISS Officer (SVP and General Manager) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,374 7,626 owned after | $17.35 exercise price | 2008-02-20 | |
| 2008-01-02 | DAVID ROBBINS Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,428 6,428 owned after | $49.45 exercise price | 2008-01-04 | |
| 2008-01-02 | VERNER KEVIN Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,428 6,428 owned after | $49.45 exercise price | 2008-01-04 | |
| 2008-01-02 | ANDRE JACQUES Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,428 6,428 owned after | $49.45 exercise price | 2008-01-04 | |
| 2008-01-02 | Guido Robert L Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,428 6,428 owned after | $49.45 exercise price | 2008-01-04 |