ALIMERA SCIENCES, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 1 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-09-11: Reporting owner Mehra Anand | AKKARAJU SRINIVAS | Sofinnova Management VIII, L.L.C. | HEALY JAMES | POWELL MICHAEL | Sofinnova Venture Partners VIII, L.P.; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-09-11 | Mehra Anand | AKKARAJU SRINIVAS | Sofinnova Management VIII, L.L.C. | HEALY JAMES | POWELL MICHAEL | Sofinnova Venture Partners VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −166,667 83,333 owned after | $2.66 exercise price | 2014-09-15 |