ALIMERA SCIENCES, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 187 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-04-21: Reporting owner Mumma Mitch | Dougherty Dennis | INTERSOUTH PARTNERS VI LP | Intersouth Associates VI, LLC; Form 3; Security Series C Preferred Stock; Transaction Holding.
- 2010-04-21: Reporting owner Intersouth Partners V, L.P. | Mumma Mitch | Intersouth Associates V, LLC | Dougherty Dennis | INTERSOUTH AFFILIATES V LP; Form 3; Security Series A Preferred Stock; Transaction Holding.
- 2010-04-21: Reporting owner Intersouth Partners V, L.P. | Mumma Mitch | Intersouth Associates V, LLC | Dougherty Dennis | INTERSOUTH AFFILIATES V LP; Form 3; Security Series B Preferred Stock; Transaction Holding.
- 2010-04-21: Reporting owner Intersouth Partners V, L.P. | Mumma Mitch | Intersouth Associates V, LLC | Dougherty Dennis | INTERSOUTH AFFILIATES V LP; Form 3; Security Series C-1 Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-04-21 holding as of filing | Mumma Mitch | Dougherty Dennis | INTERSOUTH PARTNERS VI LP | Intersouth Associates VI, LLC | | | | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Intersouth Partners V, L.P. | Mumma Mitch | Intersouth Associates V, LLC | Dougherty Dennis | INTERSOUTH AFFILIATES V LP | | | | | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Intersouth Partners V, L.P. | Mumma Mitch | Intersouth Associates V, LLC | Dougherty Dennis | INTERSOUTH AFFILIATES V LP | | | | | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Intersouth Partners V, L.P. | Mumma Mitch | Intersouth Associates V, LLC | Dougherty Dennis | INTERSOUTH AFFILIATES V LP | | | | | 3 | Series C-1 Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Intersouth Partners V, L.P. | Mumma Mitch | Intersouth Associates V, LLC | Dougherty Dennis | INTERSOUTH AFFILIATES V LP | | | | | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Intersouth Partners V, L.P. | Mumma Mitch | Intersouth Associates V, LLC | Dougherty Dennis | INTERSOUTH AFFILIATES V LP | | | | | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Intersouth Partners V, L.P. | Mumma Mitch | Intersouth Associates V, LLC | Dougherty Dennis | INTERSOUTH AFFILIATES V LP | | | | | 3 | Series C-1 Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | VITULLO NICOLE 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | VITULLO NICOLE 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | VITULLO NICOLE 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | VITULLO NICOLE 10% Owner | 3 | Series C-1 Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | VITULLO NICOLE 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | VITULLO NICOLE 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | VITULLO NICOLE 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | VITULLO NICOLE 10% Owner | 3 | Series C-1 Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | POLARIS VENTURE PARTNERS IV LP | SPOON ALAN G | MCGUIRE TERRANCE | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC | Flint Jonathan A | | | | | | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | POLARIS VENTURE PARTNERS IV LP | SPOON ALAN G | MCGUIRE TERRANCE | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC | Flint Jonathan A | | | | | | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | POLARIS VENTURE PARTNERS IV LP | SPOON ALAN G | MCGUIRE TERRANCE | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC | Flint Jonathan A | | | | | | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | POLARIS VENTURE PARTNERS IV LP | SPOON ALAN G | MCGUIRE TERRANCE | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC | Flint Jonathan A | | | | | | 3 | Series C-1 Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | POLARIS VENTURE PARTNERS IV LP | SPOON ALAN G | MCGUIRE TERRANCE | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC | Flint Jonathan A | | | | | | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | POLARIS VENTURE PARTNERS IV LP | SPOON ALAN G | MCGUIRE TERRANCE | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC | Flint Jonathan A | | | | | | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | POLARIS VENTURE PARTNERS IV LP | SPOON ALAN G | MCGUIRE TERRANCE | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC | Flint Jonathan A | | | | | | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | POLARIS VENTURE PARTNERS IV LP | SPOON ALAN G | MCGUIRE TERRANCE | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC | Flint Jonathan A | | | | | | 3 | Series C-1 Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Brooks Mark J Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See FN | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Brooks Mark J Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See FN | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Brooks Mark J Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See FN | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Brooks Mark J Director, 10% Owner | 3 | Series C-1 Convertible Preferred Stock Derivative · Indirect · See FN | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | TRACY PHILIP R Director | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | TRACY PHILIP R Director | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | TRACY PHILIP R Director | 3 | Series C-1 Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | TRACY PHILIP R Director | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | TRACY PHILIP R Director | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | TRACY PHILIP R Director | 3 | Series C-1 Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | TRACY PHILIP R Director | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | TRACY PHILIP R Director | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | TRACY PHILIP R Director | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | TRACY PHILIP R Director | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | TRACY PHILIP R Director | 3 | Series C-1 Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series C-1 Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series C-1 Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | BOCK LOUIS C | Scale Venture Management I, LLC | MITCHELL KATE | O'Driscoll Rory | BAVP, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | BOCK LOUIS C | Scale Venture Management I, LLC | MITCHELL KATE | O'Driscoll Rory | BAVP, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | BOCK LOUIS C | Scale Venture Management I, LLC | MITCHELL KATE | O'Driscoll Rory | BAVP, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | BOCK LOUIS C | Scale Venture Management I, LLC | MITCHELL KATE | O'Driscoll Rory | BAVP, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Intersouth Associates VII, LLC | Mumma Mitch | Dougherty Dennis | INTERSOUTH PARTNERS VII L P | | | | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Intersouth Associates VII, LLC | Mumma Mitch | Dougherty Dennis | INTERSOUTH PARTNERS VII L P | | | | 3 | Series C-1 Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Hove Anders D Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Hove Anders D Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Hove Anders D Director, 10% Owner | 3 | Series C-1 Convertible Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Youngren Bryce Director | 3 | Series A Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Youngren Bryce Director | 3 | Series B Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Youngren Bryce Director | 3 | Series C Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Youngren Bryce Director | 3 | Series C-1 Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Youngren Bryce Director | 3 | Series A Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Youngren Bryce Director | 3 | Series B Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Youngren Bryce Director | 3 | Series C Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Youngren Bryce Director | 3 | Series C-1 Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | BLAIR JAMES C 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | BLAIR JAMES C 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | BLAIR JAMES C 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | BLAIR JAMES C 10% Owner | 3 | Series C-1 Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | BLAIR JAMES C 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | BLAIR JAMES C 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | BLAIR JAMES C 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | BLAIR JAMES C 10% Owner | 3 | Series C-1 Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | TREU JESSE I 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | TREU JESSE I 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | TREU JESSE I 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | TREU JESSE I 10% Owner | 3 | Series C-1 Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | TREU JESSE I 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | TREU JESSE I 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | TREU JESSE I 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | TREU JESSE I 10% Owner | 3 | Series C-1 Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | DP VI Associates, L.P. 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | DP VI Associates, L.P. 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | DP VI Associates, L.P. 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | DP VI Associates, L.P. 10% Owner | 3 | Series C-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Domain Partners VI, L.P. 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Domain Partners VI, L.P. 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Domain Partners VI, L.P. 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Domain Partners VI, L.P. 10% Owner | 3 | Series C-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2010-04-21 |