ALIMERA SCIENCES, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 187 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-04-27: Reporting owner POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC | SPOON ALAN G | POLARIS VENTURE PARTNERS IV LP | Flint Jonathan A | MCGUIRE TERRANCE; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2010-04-27: Reporting owner POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC | SPOON ALAN G | POLARIS VENTURE PARTNERS IV LP | Flint Jonathan A | MCGUIRE TERRANCE; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
- 2010-04-27: Reporting owner POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC | SPOON ALAN G | POLARIS VENTURE PARTNERS IV LP | Flint Jonathan A | MCGUIRE TERRANCE; Form 4; Security Series C Preferred Stock; Transaction C Conversion of derivative security.
- 2010-04-27: Reporting owner POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC | SPOON ALAN G | POLARIS VENTURE PARTNERS IV LP | Flint Jonathan A | MCGUIRE TERRANCE; Form 4; Security Series C-1 Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-04-27 | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC | SPOON ALAN G | POLARIS VENTURE PARTNERS IV LP | Flint Jonathan A | MCGUIRE TERRANCE | | | | | | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −28,601 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC | SPOON ALAN G | POLARIS VENTURE PARTNERS IV LP | Flint Jonathan A | MCGUIRE TERRANCE | | | | | | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −20,650 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC | SPOON ALAN G | POLARIS VENTURE PARTNERS IV LP | Flint Jonathan A | MCGUIRE TERRANCE | | | | | | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −21,230 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC | SPOON ALAN G | POLARIS VENTURE PARTNERS IV LP | Flint Jonathan A | MCGUIRE TERRANCE | | | | | | 4 | Series C-1 Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −10,317 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC | SPOON ALAN G | POLARIS VENTURE PARTNERS IV LP | Flint Jonathan A | MCGUIRE TERRANCE | | | | | | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,620,753 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC | SPOON ALAN G | POLARIS VENTURE PARTNERS IV LP | Flint Jonathan A | MCGUIRE TERRANCE | | | | | | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,101,216 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC | SPOON ALAN G | POLARIS VENTURE PARTNERS IV LP | Flint Jonathan A | MCGUIRE TERRANCE | | | | | | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,132,488 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP | Polaris Venture Management Co IV LLC | SPOON ALAN G | POLARIS VENTURE PARTNERS IV LP | Flint Jonathan A | MCGUIRE TERRANCE | | | | | | 4 | Series C-1 Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −564,198 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | Dougherty Dennis | Intersouth Associates VI, LLC | Mumma Mitch | INTERSOUTH PARTNERS VI LP | | | | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −824,679 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | Dougherty Dennis | Intersouth Associates VI, LLC | Mumma Mitch | INTERSOUTH PARTNERS VI LP | | | | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −560,934 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | Dougherty Dennis | Intersouth Associates VI, LLC | Mumma Mitch | INTERSOUTH PARTNERS VI LP | | | | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −576,859 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | Mumma Mitch | Intersouth Associates VII, LLC | Dougherty Dennis | INTERSOUTH PARTNERS VII L P | | | | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −576,859 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | Mumma Mitch | Intersouth Associates VII, LLC | Dougherty Dennis | INTERSOUTH PARTNERS VII L P | | | | 4 | Series C-1 Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −371,697 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | INTERSOUTH AFFILIATES V LP | Dougherty Dennis | Intersouth Associates V, LLC | Mumma Mitch | Intersouth Partners V, L.P. | | | | | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −36,049 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | INTERSOUTH AFFILIATES V LP | Dougherty Dennis | Intersouth Associates V, LLC | Mumma Mitch | Intersouth Partners V, L.P. | | | | | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −24,680 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | INTERSOUTH AFFILIATES V LP | Dougherty Dennis | Intersouth Associates V, LLC | Mumma Mitch | Intersouth Partners V, L.P. | | | | | 4 | Series C-1 Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −8,887 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | INTERSOUTH AFFILIATES V LP | Dougherty Dennis | Intersouth Associates V, LLC | Mumma Mitch | Intersouth Partners V, L.P. | | | | | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −788,627 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | INTERSOUTH AFFILIATES V LP | Dougherty Dennis | Intersouth Associates V, LLC | Mumma Mitch | Intersouth Partners V, L.P. | | | | | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −536,252 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | INTERSOUTH AFFILIATES V LP | Dougherty Dennis | Intersouth Associates V, LLC | Mumma Mitch | Intersouth Partners V, L.P. | | | | | 4 | Series C-1 Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −193,929 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | Roberts Calvin W. Director | 4 | Series B Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −65,711 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | Roberts Calvin W. Director | 4 | Series C Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −64,091 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | Roberts Calvin W. Director | 4 | Series C-1 Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −40,587 0 owned after | no price filed | 2010-04-29 | |
| 2010-04-27 | Brooks Mark J Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −1,562,184 0 owned after | $0.00 | 2010-04-28 | |
| 2010-04-27 | Brooks Mark J Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −1,121,866 0 owned after | $0.00 | 2010-04-28 | |
| 2010-04-27 | Brooks Mark J Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −1,153,719 0 owned after | $0.00 | 2010-04-28 | |
| 2010-04-27 | Brooks Mark J Director, 10% Owner | 4 | Series C-1 Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −574,515 0 owned after | $0.00 | 2010-04-28 | |
| 2010-04-27 | MITCHELL KATE | BOCK LOUIS C | Scale Venture Management I, LLC | O'Driscoll Rory | BAVP, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,562,184 0 owned after | $0.00 | 2010-04-28 | |
| 2010-04-27 | MITCHELL KATE | BOCK LOUIS C | Scale Venture Management I, LLC | O'Driscoll Rory | BAVP, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,121,866 0 owned after | $0.00 | 2010-04-28 | |
| 2010-04-27 | MITCHELL KATE | BOCK LOUIS C | Scale Venture Management I, LLC | O'Driscoll Rory | BAVP, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,153,719 0 owned after | $0.00 | 2010-04-28 | |
| 2010-04-27 | MITCHELL KATE | BOCK LOUIS C | Scale Venture Management I, LLC | O'Driscoll Rory | BAVP, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C-1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −574,515 0 owned after | $0.00 | 2010-04-28 | |
| 2010-04-27 | Venrock Partners, L.P. | Venrock Partners Management, LLC | VENROCK ENTREPRENEURS FUND IV L P | VENROCK ASSOCIATES IV L P | VEF Management IV, LLC | Venrock Management IV, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · No securities owned | C Conversion of derivative security | −2,243,732 0 owned after | $0.00 | 2010-04-28 | |
| 2010-04-27 | Venrock Partners, L.P. | Venrock Partners Management, LLC | VENROCK ENTREPRENEURS FUND IV L P | VENROCK ASSOCIATES IV L P | VEF Management IV, LLC | Venrock Management IV, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · No securities owned | C Conversion of derivative security | −934,110 0 owned after | $0.00 | 2010-04-28 | |
| 2010-04-27 | Venrock Partners, L.P. | Venrock Partners Management, LLC | VENROCK ENTREPRENEURS FUND IV L P | VENROCK ASSOCIATES IV L P | VEF Management IV, LLC | Venrock Management IV, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C-1 Convertible Preferred Stock Derivative · Indirect · No securities owned | C Conversion of derivative security | −465,157 0 owned after | $0.00 | 2010-04-28 | |
| 2010-04-27 | Hove Anders D Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −2,243,732 0 owned after | $0.00 | 2010-04-28 | |
| 2010-04-27 | Hove Anders D Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −934,110 0 owned after | $0.00 | 2010-04-28 | |
| 2010-04-27 | Hove Anders D Director, 10% Owner | 4 | Series C-1 Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −465,157 0 owned after | $0.00 | 2010-04-28 | |
| 2010-04-27 | TREU JESSE I 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | C Conversion of derivative security | −1,631,866 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | TREU JESSE I 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | C Conversion of derivative security | −1,109,970 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | TREU JESSE I 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | C Conversion of derivative security | −1,141,486 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | TREU JESSE I 10% Owner | 4 | Series C-1 Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | C Conversion of derivative security | −568,423 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | TREU JESSE I 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | C Conversion of derivative security | −17,486 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | TREU JESSE I 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | C Conversion of derivative security | −11,894 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | TREU JESSE I 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | C Conversion of derivative security | −12,233 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | TREU JESSE I 10% Owner | 4 | Series C-1 Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | C Conversion of derivative security | −6,091 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | SCHOEMAKER KATHLEEN K 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | C Conversion of derivative security | −1,631,866 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | SCHOEMAKER KATHLEEN K 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | C Conversion of derivative security | −1,109,970 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | SCHOEMAKER KATHLEEN K 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | C Conversion of derivative security | −1,141,486 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | SCHOEMAKER KATHLEEN K 10% Owner | 4 | Series C-1 Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | C Conversion of derivative security | −568,423 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | SCHOEMAKER KATHLEEN K 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | C Conversion of derivative security | −17,486 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | SCHOEMAKER KATHLEEN K 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | C Conversion of derivative security | −11,894 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | SCHOEMAKER KATHLEEN K 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | C Conversion of derivative security | −12,233 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | SCHOEMAKER KATHLEEN K 10% Owner | 4 | Series C-1 Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | C Conversion of derivative security | −6,091 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | VITULLO NICOLE 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | C Conversion of derivative security | −1,631,866 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | VITULLO NICOLE 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | C Conversion of derivative security | −1,109,970 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | VITULLO NICOLE 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | C Conversion of derivative security | −1,141,486 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | VITULLO NICOLE 10% Owner | 4 | Series C-1 Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | C Conversion of derivative security | −568,423 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | VITULLO NICOLE 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | C Conversion of derivative security | −17,486 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | VITULLO NICOLE 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | C Conversion of derivative security | −11,894 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | VITULLO NICOLE 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | C Conversion of derivative security | −12,233 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | VITULLO NICOLE 10% Owner | 4 | Series C-1 Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | C Conversion of derivative security | −6,091 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | DOVEY BRIAN H 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | C Conversion of derivative security | −1,631,866 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | DOVEY BRIAN H 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | C Conversion of derivative security | −1,109,970 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | DOVEY BRIAN H 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | C Conversion of derivative security | −1,141,486 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | DOVEY BRIAN H 10% Owner | 4 | Series C-1 Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | C Conversion of derivative security | −568,423 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | DOVEY BRIAN H 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | C Conversion of derivative security | −17,486 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | DOVEY BRIAN H 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | C Conversion of derivative security | −11,894 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | DOVEY BRIAN H 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | C Conversion of derivative security | −12,233 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | DOVEY BRIAN H 10% Owner | 4 | Series C-1 Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | C Conversion of derivative security | −6,091 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | Domain Partners VI, L.P. 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,631,866 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | Domain Partners VI, L.P. 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,109,970 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | Domain Partners VI, L.P. 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,141,486 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | Domain Partners VI, L.P. 10% Owner | 4 | Series C-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −568,423 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | DP VI Associates, L.P. 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −17,486 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | DP VI Associates, L.P. 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −11,894 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | DP VI Associates, L.P. 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −12,233 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | DP VI Associates, L.P. 10% Owner | 4 | Series C-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −6,091 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | BLAIR JAMES C 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | C Conversion of derivative security | −1,631,866 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | BLAIR JAMES C 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | C Conversion of derivative security | −1,109,970 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | BLAIR JAMES C 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | C Conversion of derivative security | −1,141,486 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | BLAIR JAMES C 10% Owner | 4 | Series C-1 Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | C Conversion of derivative security | −568,423 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | BLAIR JAMES C 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | C Conversion of derivative security | −17,486 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | BLAIR JAMES C 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | C Conversion of derivative security | −11,894 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | BLAIR JAMES C 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | C Conversion of derivative security | −12,233 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-27 | BLAIR JAMES C 10% Owner | 4 | Series C-1 Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | C Conversion of derivative security | −6,091 0 owned after | no price filed | 2010-04-27 | |
| 2010-04-21 holding as of filing | Venrock Partners, L.P. | VENROCK ENTREPRENEURS FUND IV L P | VENROCK ASSOCIATES IV L P | Venrock Management IV, LLC | VEF Management IV, LLC | Venrock Partners Management, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Venrock Partners, L.P. | VENROCK ENTREPRENEURS FUND IV L P | VENROCK ASSOCIATES IV L P | Venrock Management IV, LLC | VEF Management IV, LLC | Venrock Partners Management, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Venrock Partners, L.P. | VENROCK ENTREPRENEURS FUND IV L P | VENROCK ASSOCIATES IV L P | Venrock Management IV, LLC | VEF Management IV, LLC | Venrock Partners Management, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C-1 Convertible Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Roberts Calvin W. Director | 3 | Series B Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Roberts Calvin W. Director | 3 | Series C Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Roberts Calvin W. Director | 3 | Series C-1 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | SCHOEMAKER KATHLEEN K 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | SCHOEMAKER KATHLEEN K 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | SCHOEMAKER KATHLEEN K 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | SCHOEMAKER KATHLEEN K 10% Owner | 3 | Series C-1 Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | SCHOEMAKER KATHLEEN K 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | SCHOEMAKER KATHLEEN K 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | SCHOEMAKER KATHLEEN K 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | SCHOEMAKER KATHLEEN K 10% Owner | 3 | Series C-1 Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Mumma Mitch | Dougherty Dennis | INTERSOUTH PARTNERS VI LP | Intersouth Associates VI, LLC | | | | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Mumma Mitch | Dougherty Dennis | INTERSOUTH PARTNERS VI LP | Intersouth Associates VI, LLC | | | | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-04-21 |