ALIMERA SCIENCES, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-10-09: Reporting owner Deerfield Private Design Fund II, L.P. | Deerfield Private Design Fund III, L.P. | Deerfield Special Situations Fund, L.P. | Flynn James E | Deerfield Mgmt III, L.P. | Deerfield Private Design International II, L.P. | DEERFIELD MANAGEMENT CO | Deerfield Mgmt L.P.; Form 3; Security Series B Preferred Stock; Transaction Holding.
- 2015-10-09: Reporting owner Deerfield Private Design Fund II, L.P. | Deerfield Private Design Fund III, L.P. | Deerfield Special Situations Fund, L.P. | Flynn James E | Deerfield Mgmt III, L.P. | Deerfield Private Design International II, L.P. | DEERFIELD MANAGEMENT CO | Deerfield Mgmt L.P.; Form 3; Security Series B Preferred Stock; Transaction Holding.
- 2015-10-09: Reporting owner Deerfield Private Design Fund II, L.P. | Deerfield Private Design Fund III, L.P. | Deerfield Special Situations Fund, L.P. | Flynn James E | Deerfield Mgmt III, L.P. | Deerfield Private Design International II, L.P. | DEERFIELD MANAGEMENT CO | Deerfield Mgmt L.P.; Form 3; Security Series B Preferred Stock; Transaction Holding.
- 2015-10-09: Reporting owner Deerfield Private Design Fund II, L.P. | Deerfield Private Design Fund III, L.P. | Deerfield Special Situations Fund, L.P. | Flynn James E | Deerfield Mgmt III, L.P. | Deerfield Private Design International II, L.P. | DEERFIELD MANAGEMENT CO | Deerfield Mgmt L.P.; Form 3; Security Series B Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-10-09 holding as of filing | Deerfield Private Design Fund II, L.P. | Deerfield Private Design Fund III, L.P. | Deerfield Special Situations Fund, L.P. | Flynn James E | Deerfield Mgmt III, L.P. | Deerfield Private Design International II, L.P. | DEERFIELD MANAGEMENT CO | Deerfield Mgmt L.P. | | | | | | | | 3 | Series B Preferred Stock Derivative · Indirect · Through Deerfield Special Situations Fund, L.P. | Holding | no price filed | 2015-10-09 | ||
| 2015-10-09 holding as of filing | Deerfield Private Design Fund II, L.P. | Deerfield Private Design Fund III, L.P. | Deerfield Special Situations Fund, L.P. | Flynn James E | Deerfield Mgmt III, L.P. | Deerfield Private Design International II, L.P. | DEERFIELD MANAGEMENT CO | Deerfield Mgmt L.P. | | | | | | | | 3 | Series B Preferred Stock Derivative · Indirect · Through Deerfield Private Design Fund III, L.P. | Holding | no price filed | 2015-10-09 | ||
| 2015-10-09 holding as of filing | Deerfield Private Design Fund II, L.P. | Deerfield Private Design Fund III, L.P. | Deerfield Special Situations Fund, L.P. | Flynn James E | Deerfield Mgmt III, L.P. | Deerfield Private Design International II, L.P. | DEERFIELD MANAGEMENT CO | Deerfield Mgmt L.P. | | | | | | | | 3 | Series B Preferred Stock Derivative · Indirect · Through Deerfield Private Design Fund II, L.P. | Holding | no price filed | 2015-10-09 | ||
| 2015-10-09 holding as of filing | Deerfield Private Design Fund II, L.P. | Deerfield Private Design Fund III, L.P. | Deerfield Special Situations Fund, L.P. | Flynn James E | Deerfield Mgmt III, L.P. | Deerfield Private Design International II, L.P. | DEERFIELD MANAGEMENT CO | Deerfield Mgmt L.P. | | | | | | | | 3 | Series B Preferred Stock Derivative · Indirect · Through Deerfield Private Design International II, L.P. | Holding | no price filed | 2015-10-09 | ||
| 2015-10-09 holding as of filing | Deerfield Private Design Fund III, L.P. | DEERFIELD MANAGEMENT CO | Deerfield Private Design International II, L.P. | Deerfield Mgmt III, L.P. | Flynn James E | Deerfield Private Design Fund II, L.P. | Deerfield Special Situations Fund, L.P. | Deerfield Mgmt L.P. | | | | | | | | 3 | Series B Preferred Stock Derivative · Indirect · Through Deerfield Special Situations Fund, L.P. | Holding | no price filed | 2015-10-09 | ||
| 2015-10-09 holding as of filing | Deerfield Private Design Fund III, L.P. | DEERFIELD MANAGEMENT CO | Deerfield Private Design International II, L.P. | Deerfield Mgmt III, L.P. | Flynn James E | Deerfield Private Design Fund II, L.P. | Deerfield Special Situations Fund, L.P. | Deerfield Mgmt L.P. | | | | | | | | 3 | Series B Preferred Stock Derivative · Indirect · Through Deerfield Private Design Fund III, L.P. | Holding | no price filed | 2015-10-09 | ||
| 2015-10-09 holding as of filing | Deerfield Private Design Fund III, L.P. | DEERFIELD MANAGEMENT CO | Deerfield Private Design International II, L.P. | Deerfield Mgmt III, L.P. | Flynn James E | Deerfield Private Design Fund II, L.P. | Deerfield Special Situations Fund, L.P. | Deerfield Mgmt L.P. | | | | | | | | 3 | Series B Preferred Stock Derivative · Indirect · Through Deerfield Private Design Fund II, L.P. | Holding | no price filed | 2015-10-09 | ||
| 2015-10-09 holding as of filing | Deerfield Private Design Fund III, L.P. | DEERFIELD MANAGEMENT CO | Deerfield Private Design International II, L.P. | Deerfield Mgmt III, L.P. | Flynn James E | Deerfield Private Design Fund II, L.P. | Deerfield Special Situations Fund, L.P. | Deerfield Mgmt L.P. | | | | | | | | 3 | Series B Preferred Stock Derivative · Indirect · Through Deerfield Private Design International II, L.P. | Holding | no price filed | 2015-10-09 |