ALIMERA SCIENCES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 56 rows in 2024. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-09-16: Reporting owner Maltz Elliot; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-09-16: Reporting owner Kaseta Michael; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-09-16: Reporting owner Kaseta Michael; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-09-16: Reporting owner Snisarenko John; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-09-16 | Maltz Elliot Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $4.32 exercise price | 2024-09-18 | |
| 2024-09-16 | Kaseta Michael Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.99 exercise price | 2024-09-18 | |
| 2024-09-16 | Kaseta Michael Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,825 0 owned after | $1.85 exercise price | 2024-09-18 | |
| 2024-09-16 | Snisarenko John Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.99 exercise price | 2024-09-18 | |
| 2024-09-16 | Snisarenko John Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $2.72 exercise price | 2024-09-18 | |
| 2024-09-16 | Snisarenko John Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $4.05 exercise price | 2024-09-18 | |
| 2024-09-16 | Snisarenko John Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,333 0 owned after | $6.70 exercise price | 2024-09-18 | |
| 2024-09-16 | Snisarenko John Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −46,150 0 owned after | $0.87 exercise price | 2024-09-18 | |
| 2024-09-16 | Holland David Officer (Chief Marketing Officer & SVP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $3.38 exercise price | 2024-09-18 | |
| 2024-09-16 | Holland David Officer (Chief Marketing Officer & SVP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,250 0 owned after | $4.96 exercise price | 2024-09-18 | |
| 2024-09-16 | Holland David Officer (Chief Marketing Officer & SVP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,875 0 owned after | $5.01 exercise price | 2024-09-18 | |
| 2024-09-16 | Holland David Officer (Chief Marketing Officer & SVP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,000 0 owned after | $6.75 exercise price | 2024-09-18 | |
| 2024-09-16 | Holland David Officer (Chief Marketing Officer & SVP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −170,000 0 owned after | $0.86 exercise price | 2024-09-18 | |
| 2024-09-16 | Holland David Officer (Chief Marketing Officer & SVP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −290,000 0 owned after | $1.16 exercise price | 2024-09-18 | |
| 2024-09-16 | Holland David Officer (Chief Marketing Officer & SVP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $1.18 exercise price | 2024-09-18 | |
| 2024-09-16 | Holland David Officer (Chief Marketing Officer & SVP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,971 0 owned after | $1.33 exercise price | 2024-09-18 | |
| 2024-09-16 | Holland David Officer (Chief Marketing Officer & SVP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | $2.47 exercise price | 2024-09-18 | |
| 2024-09-16 | Holland David Officer (Chief Marketing Officer & SVP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | $5.51 exercise price | 2024-09-18 | |
| 2024-09-16 | EISWIRTH RICHARD S JR Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400,000 0 owned after | $2.99 exercise price | 2024-09-18 | |
| 2024-09-16 | EISWIRTH RICHARD S JR Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $4.96 exercise price | 2024-09-18 | |
| 2024-09-16 | EISWIRTH RICHARD S JR Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −52,500 0 owned after | $5.01 exercise price | 2024-09-18 | |
| 2024-09-16 | EISWIRTH RICHARD S JR Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −53,500 0 owned after | $6.75 exercise price | 2024-09-18 | |
| 2024-09-16 | EISWIRTH RICHARD S JR Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $0.86 exercise price | 2024-09-18 | |
| 2024-09-16 | EISWIRTH RICHARD S JR Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $1.16 exercise price | 2024-09-18 | |
| 2024-09-16 | EISWIRTH RICHARD S JR Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −325,000 0 owned after | $1.18 exercise price | 2024-09-18 | |
| 2024-09-16 | EISWIRTH RICHARD S JR Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −51,471 0 owned after | $1.33 exercise price | 2024-09-18 | |
| 2024-09-16 | EISWIRTH RICHARD S JR Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −275,000 0 owned after | $2.47 exercise price | 2024-09-18 | |
| 2024-09-16 | Pax Margaret Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,713 0 owned after | $3.42 exercise price | 2024-09-18 | |
| 2024-09-16 | Wood Todd Michael Officer (President of U.S. Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | $3.71 exercise price | 2024-09-18 | |
| 2024-09-16 | Pizzo Peter J. III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.99 exercise price | 2024-09-18 | |
| 2024-09-16 | Pizzo Peter J. III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $2.72 exercise price | 2024-09-18 | |
| 2024-09-16 | Pizzo Peter J. III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $4.05 exercise price | 2024-09-18 | |
| 2024-09-16 | Pizzo Peter J. III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,333 0 owned after | $6.70 exercise price | 2024-09-18 | |
| 2024-09-16 | Pizzo Peter J. III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $0.92 exercise price | 2024-09-18 | |
| 2024-09-16 | Pizzo Peter J. III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $0.86 exercise price | 2024-09-18 | |
| 2024-09-16 | Pizzo Peter J. III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $1.37 exercise price | 2024-09-18 | |
| 2024-09-16 | Pizzo Peter J. III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $1.49 exercise price | 2024-09-18 | |
| 2024-09-16 | Pizzo Peter J. III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $5.00 exercise price | 2024-09-18 | |
| 2024-09-16 | Parsons Erin Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.99 exercise price | 2024-09-18 | |
| 2024-09-16 | Parsons Erin Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $2.72 exercise price | 2024-09-18 | |
| 2024-09-16 | Parsons Erin Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,255 0 owned after | $5.23 exercise price | 2024-09-18 | |
| 2024-09-16 | Werner Jason M. Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −225,000 0 owned after | $2.99 exercise price | 2024-09-18 | |
| 2024-09-16 | Werner Jason M. Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −921 0 owned after | $2.46 exercise price | 2024-09-18 | |
| 2024-09-16 | DeMont Ross D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.99 exercise price | 2024-09-18 | |
| 2024-09-16 | Ashman Philip Officer (President of Int'l Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −147,000 0 owned after | $3.38 exercise price | 2024-09-18 | |
| 2024-09-16 | Ashman Philip Officer (President of Int'l Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $4.96 exercise price | 2024-09-18 | |
| 2024-09-16 | Ashman Philip Officer (President of Int'l Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $5.01 exercise price | 2024-09-18 | |
| 2024-09-16 | Ashman Philip Officer (President of Int'l Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $6.75 exercise price | 2024-09-18 | |
| 2024-09-16 | Ashman Philip Officer (President of Int'l Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $0.86 exercise price | 2024-09-18 | |
| 2024-09-16 | Ashman Philip Officer (President of Int'l Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $1.16 exercise price | 2024-09-18 | |
| 2024-09-16 | Ashman Philip Officer (President of Int'l Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $1.18 exercise price | 2024-09-18 | |
| 2024-09-16 | Ashman Philip Officer (President of Int'l Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | $2.47 exercise price | 2024-09-18 | |
| 2024-09-16 | Ashman Philip Officer (President of Int'l Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | $5.51 exercise price | 2024-09-18 | |
| 2024-09-16 | Velan Capital Management LLC | Velan Capital Investment Management LP | Morgan Adam | Velan Capital Holdings LLC | Velan Capital SPV I LLC | Velan Capital Master Fund LP | VENKATARAMAN BALAJI 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,825 0 owned after | $1.85 exercise price | 2024-09-16 | |
| 2024-09-16 | Velan Capital Management LLC | Velan Capital Investment Management LP | Morgan Adam | Velan Capital Holdings LLC | Velan Capital SPV I LLC | Velan Capital Master Fund LP | VENKATARAMAN BALAJI 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.99 exercise price | 2024-09-16 | |
| 2024-01-02 | Maltz Elliot Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $4.32 exercise price | 2024-01-04 |