ALIMERA SCIENCES, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows, 17 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-09-16: Reporting owner Maltz Elliot; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-09-16: Reporting owner Maltz Elliot; Form 4; Security Performance-Based Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-09-16: Reporting owner EISWIRTH RICHARD S JR; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-09-16: Reporting owner Wood Todd Michael; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-09-16 | Maltz Elliot Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | no price filed | 2024-09-18 | |
| 2024-09-16 | Maltz Elliot Officer (Chief Financial Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | no price filed | 2024-09-18 | |
| 2024-09-16 | EISWIRTH RICHARD S JR Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,700 0 owned after | no price filed | 2024-09-18 | |
| 2024-09-16 | Wood Todd Michael Officer (President of U.S. Operations) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | no price filed | 2024-09-18 | |
| 2024-09-16 | Wood Todd Michael Officer (President of U.S. Operations) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | no price filed | 2024-09-18 | |
| 2024-09-16 | Werner Jason M. Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,800 0 owned after | no price filed | 2024-09-18 | |
| 2024-09-16 | Werner Jason M. Officer (Chief Operating Officer) | 4 | Performance-based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | no price filed | 2024-09-18 | |
| 2024-09-16 | Ashman Philip Officer (President of Int'l Operations) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,800 0 owned after | no price filed | 2024-09-18 | |
| 2024-09-16 | Ashman Philip Officer (President of Int'l Operations) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | no price filed | 2024-09-18 | |
| 2024-03-11 | Werner Jason M. Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,800 1,800 owned after | $0.00 | 2024-03-13 | |
| 2024-03-11 | Wood Todd Michael Officer (President of U.S. Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.00 | 2024-03-13 | |
| 2024-03-11 | Wood Todd Michael Officer (President of U.S. Operations) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.00 | 2024-03-13 | |
| 2024-03-11 | EISWIRTH RICHARD S JR Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,700 14,700 owned after | $0.00 | 2024-03-13 | |
| 2024-03-11 | Ashman Philip Officer (President of Int'l Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,800 6,800 owned after | $0.00 | 2024-03-13 | |
| 2024-03-11 | Ashman Philip Officer (President of Int'l Operations) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.00 | 2024-03-13 | |
| 2024-03-11 | Maltz Elliot Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.00 | 2024-03-13 | |
| 2024-03-11 | Maltz Elliot Officer (Chief Financial Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.00 | 2024-03-13 |