ALIMERA SCIENCES, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-09-16: Reporting owner Caligan Partners LP | JOHNSON DAVID EDWARD; Form 4; Security Notional Derivative Agreements (obligation to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2023-09-14: Reporting owner JOHNSON DAVID EDWARD | Caligan Partners LP; Form 4; Security Notional Derivative Agreements (obligation to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2023-08-11: Reporting owner Caligan Partners LP | JOHNSON DAVID EDWARD; Form 3; Security Notional Derivative Agreements (obligation to buy); Transaction Holding.
- 2021-11-02: Reporting owner Myers C. Daniel; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-09-16 | Caligan Partners LP | JOHNSON DAVID EDWARD 10% Owner | 10% Owner | 4 | Notional Derivative Agreements (obligation to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2024-09-18 | |
| 2023-09-14 | JOHNSON DAVID EDWARD | Caligan Partners LP 10% Owner | 10% Owner | 4 | Notional Derivative Agreements (obligation to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +1 490,000 owned after | no price filed | 2023-09-15 | |
| 2023-08-11 holding as of filing | Caligan Partners LP | JOHNSON DAVID EDWARD 10% Owner | 10% Owner | 3 | Notional Derivative Agreements (obligation to buy) Derivative · Indirect · See footnote | Holding | no price filed | 2023-08-11 | ||
| 2021-11-02 | Myers C. Daniel Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $4.05 exercise price | 2021-11-04 | |
| 2021-01-07 | EISWIRTH RICHARD S JR Director, Officer (President and CEO) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,500 52,500 owned after | $5.01 exercise price | 2021-01-11 |