ALIMERA SCIENCES, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-11: Reporting owner PALO ALTO HEALTHCARE FUND, L.P. | Palo Alto Investors, LLC | PALO ALTO INVESTORS | PALO ALTO HEALTHCARE FUND II L P | PALO ALTO HEALTHCARE MASTER FUND, L.P.; Form 3; Security Series A Convertible Preferred Stock; Transaction Holding.
- 2012-10-11: Reporting owner PALO ALTO HEALTHCARE FUND, L.P. | Palo Alto Investors, LLC | PALO ALTO INVESTORS | PALO ALTO HEALTHCARE FUND II L P | PALO ALTO HEALTHCARE MASTER FUND, L.P.; Form 3; Security Series A Convertible Preferred Stock; Transaction Holding.
- 2012-10-11: Reporting owner PALO ALTO HEALTHCARE FUND, L.P. | Palo Alto Investors, LLC | PALO ALTO INVESTORS | PALO ALTO HEALTHCARE FUND II L P | PALO ALTO HEALTHCARE MASTER FUND, L.P.; Form 3; Security Series A Convertible Preferred Stock; Transaction Holding.
- 2012-10-11: Reporting owner PALO ALTO HEALTHCARE FUND, L.P. | Palo Alto Investors, LLC | PALO ALTO INVESTORS | PALO ALTO HEALTHCARE FUND II L P | PALO ALTO HEALTHCARE MASTER FUND, L.P.; Form 3; Security Series A Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-11 holding as of filing | PALO ALTO HEALTHCARE FUND, L.P. | Palo Alto Investors, LLC | PALO ALTO INVESTORS | PALO ALTO HEALTHCARE FUND II L P | PALO ALTO HEALTHCARE MASTER FUND, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct · (m) | Holding | $3.16 exercise price | 2012-10-11 | ||
| 2012-10-11 holding as of filing | PALO ALTO HEALTHCARE FUND, L.P. | Palo Alto Investors, LLC | PALO ALTO INVESTORS | PALO ALTO HEALTHCARE FUND II L P | PALO ALTO HEALTHCARE MASTER FUND, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct · (m) | Holding | $3.16 exercise price | 2012-10-11 | ||
| 2012-10-11 holding as of filing | PALO ALTO HEALTHCARE FUND, L.P. | Palo Alto Investors, LLC | PALO ALTO INVESTORS | PALO ALTO HEALTHCARE FUND II L P | PALO ALTO HEALTHCARE MASTER FUND, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | $3.16 exercise price | 2012-10-11 | ||
| 2012-10-11 holding as of filing | PALO ALTO HEALTHCARE FUND, L.P. | Palo Alto Investors, LLC | PALO ALTO INVESTORS | PALO ALTO HEALTHCARE FUND II L P | PALO ALTO HEALTHCARE MASTER FUND, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | $3.16 exercise price | 2012-10-11 | ||
| 2012-10-11 holding as of filing | PALO ALTO HEALTHCARE FUND, L.P. | Palo Alto Investors, LLC | PALO ALTO INVESTORS | PALO ALTO HEALTHCARE FUND II L P | PALO ALTO HEALTHCARE MASTER FUND, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | $3.16 exercise price | 2012-10-11 | ||
| 2012-10-04 holding as of filing | Sofinnova Management VIII, L.L.C. | Kong Garheng | HEALY JAMES | POWELL MICHAEL | Sofinnova Venture Partners VIII, L.P. 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | $3.16 exercise price | 2012-10-04 | ||
| 2012-10-04 holding as of filing | Sofinnova Management VIII, L.L.C. | Kong Garheng | HEALY JAMES | POWELL MICHAEL | Sofinnova Venture Partners VIII, L.P. 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Warrant (Right to Buy) Derivative · Indirect · See footnote | Holding | $44.00 exercise price | 2012-10-04 |