ABAXIS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-02-22: Reporting owner EVENHUIS HENK; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-02-06: Reporting owner SINGH PRITHIPAL; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-02-05: Reporting owner ARON KENNETH; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-02-04: Reporting owner ARON KENNETH; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-02-22 | EVENHUIS HENK Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $17.25 exercise price | 2013-02-26 | |
| 2013-02-06 | SINGH PRITHIPAL Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $18.98 exercise price | 2013-02-08 | |
| 2013-02-05 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $21.65 exercise price | 2013-02-06 | |
| 2013-02-04 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,039 0 owned after | $21.65 exercise price | 2013-02-06 | |
| 2013-02-04 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,461 4,500 owned after | $21.65 exercise price | 2013-02-06 | |
| 2013-01-31 | INES ALBERTO SANTA Officer (CFO and VP of Finance) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $3.85 exercise price | 2013-02-04 |